EM
Erin Moseley
COMPASS CAPITAL INVESTMENTS LLC
Fincastle, VA 24090
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CRD#: 7426254
EM
Professional summary
Erin Moseley is a registered financial advisor currently at COMPASS CAPITAL INVESTMENTS LLC located in Fincastle, Virginia.
Erin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Erin has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
C4T, LLC; Chief Compliance Officer; Investment related: Yes; 100 E Main Street Salem Virginia 24153 USA; private fund; Duties: manage new client paperwork, compliance, filings, etc; 2022-11-01; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Name of outside business: Barkett Allen Capital; Is the business investment related: No;Location of the business: 10 W. Main Street Fincastle VA 24090 United States; Description of the business: Barkett Allen Capital is financial planning/wealth management firm in Fincastle Virginia. Compass Capital Investments works in the same office as Barkett Allen Capital as the Investment side of the financial planning firm, while Barkett Allen Capital handles the insurances and non-investment related financial planning. ; Position Title: Director of Operations; Responsibilities Duties: I work with clients of Compass Capital (CCI) as a liaison between Barkett Allen Capital and CCI to put together an all encompassing financial plan including the financial planning/insurance side and the investment side.;Start date with business: 2020-11-01; Hours per month devoted to business during trading hours: 35; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Will an IRS form for income earned be received: No; Director of Operations; Barkett Allen Capital; investment related: No; Location of the business: 10 W Main Street Fincastle VA 24090 USA; Description of the business: Financial planning; Start date with business: 2020-10-01; Hours per month devoted to business during trading hours: 15; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Erin Moseley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2021 - Present
COMPASS CAPITAL INVESTMENTS LLC
Office #1: 10 W. Main St., Fincastle, VA 24090RIA
CRD#: 291911
Fincastle, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/20/2021)
IAR
Florida(9/2/2021)
IAR
Georgia(7/8/2022)
IAR
Texas(8/20/2021)
IAR
Virginia(8/20/2021)
Current Firm
CC
COMPASS CAPITAL INVESTMENTS LLC
COMPASS CAPITAL INVESTMENTS LLC
CRD#: 291911 / SEC#:
California
Registered Investment Advisory firm - (8/10/2018 Approved)Florida
Registered Investment Advisory firm - (10/25/2018 Approved)Georgia
Registered Investment Advisory firm - (7/8/2022 Approved)Nebraska
Registered Investment Advisory firm - (12/14/2020 Terminated)Nevada
Registered Investment Advisory firm - (7/22/2019 Approved)South Carolina
Registered Investment Advisory firm - (2/21/2023 Terminated)Texas
Registered Investment Advisory firm - (7/11/2018 Approved)Virginia
Registered Investment Advisory firm - (7/17/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 W. Main St., Fincastle, VA 24090
Mailing Address
Po Box 853, Fincastle, VA 24090
Phone number
(540) 473-2746
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 164 |
| AUM (Assets Under Management) | $ 15,911,967 |
Red Flags
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