William Sun
Professional summary
William Sun is a registered financial professional currently at BELVEDERE TRADING LLC located in Chicago, Illinois.
William is registered as a RR (Registered Representative) and started their career in finance in 2021. William has worked at 2 firms and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Sun's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2023 - Present
BELVEDERE TRADING LLC
Office #1: 10 S Riverside Plaza, Suite 2100, Chicago, IL 60606November 20, 2021 - June 7, 2022
IMC FINANCIAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 11/20/2021
Securities Trader ExamBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
BELVEDERE TRADING LLC
CRD#: 132605 / SEC#: , 8-66612
Contact information
Documents
Disclosures
| Regulatory Event | 29 |
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