MP
Matthew J. Poindexter
KEENAN FINANCIAL
BOSTON, MA 02114
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CRD#: 7425488
MP
Professional summary
Matthew John Poindexter, who also goes by Mathew John Poindexter, is a registered financial advisor currently at KEENAN FINANCIAL located in Boston, Massachusetts.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Matthew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mathew John Poindexter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The principal business of Matthew Poindexter is that of an investment adviser representative and provider of financial planning services. Matthew Poindexter is also an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Keenan Financial always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Keenan Financial in connection with such individual's activities outside of Keenan Financial. Matthew Poindexter spends approximately five hours per month on this activity, none during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew John Poindexter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2021 - Present
KEENAN FINANCIAL
Office #1: 7 Bulfinch Place Suite 302, Boston, MA 02114RIA
CRD#: 285673
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEENAN FINANCIAL
KEENAN FINANCIAL | KEENAN, LLC
CRD#: 285673 / SEC#: 801-129000
RIA
Registered Investment Advisory firm - (11/2/2023 Approved)Florida
Registered Investment Advisory firm - (11/3/2023 Terminated)Iowa
Registered Investment Advisory firm - (11/3/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (11/3/2023 Terminated)New Hampshire
Registered Investment Advisory firm - (11/3/2023 Terminated)New York
Registered Investment Advisory firm - (11/3/2023 Terminated)North Carolina
Registered Investment Advisory firm - (11/21/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/6/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (11/8/2023 Terminated)Texas
Registered Investment Advisory firm - (11/3/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(1/16/2025)
IAR
Massachusetts(12/16/2021)
Current Firm
KF
KEENAN FINANCIAL
KEENAN FINANCIAL | KEENAN, LLC
CRD#: 285673 / SEC#: 801-129000
RIA
Registered Investment Advisory firm - (11/2/2023 Approved)Florida
Registered Investment Advisory firm - (11/3/2023 Terminated)Iowa
Registered Investment Advisory firm - (11/3/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (11/3/2023 Terminated)New Hampshire
Registered Investment Advisory firm - (11/3/2023 Terminated)New York
Registered Investment Advisory firm - (11/3/2023 Terminated)North Carolina
Registered Investment Advisory firm - (11/21/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/6/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (11/8/2023 Terminated)Texas
Registered Investment Advisory firm - (11/3/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7 Bulfinch Place Suite 302, Boston, MA 02114
Mailing Address
Phone number
(978) 270-1193
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,372 |
| AUM (Assets Under Management) | $ 148,022,968 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEENAN FINANCIAL
CRD#: 285673Boston, MA 02114TRUST BUT VERIFY
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