CW
Christopher A. Ward
DMLO WEALTH PLANNING
Louisville, KY 40245
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CRD#: 7425221
CW
Professional summary
Christopher A Ward is a registered financial advisor currently at DMLO WEALTH PLANNING, LLC located in Louisville, Kentucky.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Christopher has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Deming, Malone, Livesay & Ostroff, P.S.C. (dba "DMLO CPAs") 2. Not investment related 3. 9300 Shelbyville Road, Suite 1100, Louisville, KY 40222 4. CPA firm 5. President & CEO 6. February 1996 7. 160 hours per month 8. 128 hours per month during trading hours 9. Overall management and strategic direction, CPA and business advisor, tax planning and compliance services, business valuations, litigation support
CRS (Client Relationship Summary) - RIA
Click below to view Christopher A Ward's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2022 - Present
DMLO WEALTH PLANNING, LLC
Office #1: 2020 High Wickham Place Suite 200, Louisville, KY 40245RIA
CRD#: 316202
Louisville, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DMLO WEALTH PLANNING, LLC
DMLO WEALTH MANAGEMENT LLC | DMLO WEALTH PLANNING, LLC | DMLO WEALTH MANAGEMENT, LLC
CRD#: 316202 / SEC#: 801-128291
RIA
Registered Investment Advisory firm - (7/7/2023 Approved)Indiana
Registered Investment Advisory firm - (9/29/2023 Terminated)Kentucky
Registered Investment Advisory firm - (9/26/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(6/8/2022)
IAR
Kentucky(6/7/2022)
Current Firm
DW
DMLO WEALTH PLANNING, LLC
DMLO WEALTH MANAGEMENT LLC | DMLO WEALTH PLANNING, LLC | DMLO WEALTH MANAGEMENT, LLC
CRD#: 316202 / SEC#: 801-128291
RIA
Registered Investment Advisory firm - (7/7/2023 Approved)Indiana
Registered Investment Advisory firm - (9/29/2023 Terminated)Kentucky
Registered Investment Advisory firm - (9/26/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2020 High Wickham Place Suite 200, Louisville, KY 40245
Mailing Address
Phone number
(502) 813-2100
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 73 |
| AUM (Assets Under Management) | $ 21,934,528 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DMLO WEALTH PLANNING, LLC
CRD#: 316202Louisville, KY 40245TRUST BUT VERIFY
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