CN
Colin A. Nardella
PINNACLE INVESTMENTS
East Syracuse, NY 13057
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CRD#: 7424544
CN
Professional summary
Colin Anthony Nardella, who also goes by Colin Anthony Nardella, is a registered financial advisor currently at PINNACLE INVESTMENTS, LLC located in East Syracuse, New York.
Colin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Colin has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Colin Anthony Nardella
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PA Life Insurance, investment related, insurance agent for life and fixed annuities, variable life/variable annuities, accident and health, started 09/20/22 NY Life insurance, investment related, insurance agent for life, variable life/Variable Annuities, Accident and Health, started 09/13/2023 ____________________________________________ Manlius Pebble Hill School, Not Investment Related, "5300 Jamesville Rd, , Syracuse, NY, 13214, United States", Coaching, Assistant Coach, 3/17/2025, 50 hours per month,0 hours per month during trading hours, Commission Compensation, "Assistant Coach for the Manlius Pebble Hill Boys' Tennis Team. This is a part-time role supporting the head coach with the varsity and JV teams. Total compensation is salary of $1,500 for the season."
CRS (Client Relationship Summary) - RIA
Click below to view Colin Anthony Nardella's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Colin Anthony Nardella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2023 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057RIA
BD
CRD#: 142910
East Syracuse, NY
Current
July 13, 2023 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057RIA
BD
CRD#: 142910
East Syracuse, NY
Past
September 23, 2021 - July 14, 2023
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/6/2023)
RR
Colorado(4/8/2025)
IAR
Colorado(4/8/2025)
RR
Florida(1/10/2025)
RR
Georgia(11/6/2023)
IAR
Georgia(1/13/2025)
RR
Illinois(1/30/2024)
RR
Massachusetts(2/6/2025)
RR
Mississippi(1/30/2024)
RR
New Jersey(2/14/2025)
IAR
New Jersey(2/14/2025)
RR
New York(7/13/2023)
IAR
New York(11/6/2023)
RR
North Carolina(11/6/2023)
RR
Pennsylvania(11/6/2023)
RR
South Carolina(11/6/2023)
RR
Utah(11/6/2023)
IAR
Utah(1/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/11/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 9/23/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Mailing Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Phone number
(315) 251-1101
Established
New York since 08/04/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
60
SEC notice filing (41 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,860 |
| AUM (Assets Under Management) | $ 1,056,507,711 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/23/2024 | ||
| 03/27/2024 | ||
| 03/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PINNACLE INVESTMENTS, LLC
CRD#: 142910East Syracuse, NY 13057TRUST BUT VERIFY
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