Santiago Fernandez Sordo

FESC ASSET MANAGEMENT LLC

Dallas, TX 76201

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CRD#: 7424058

Professional summary

Santiago Fernandez Sordo is a registered financial advisor currently at FESC ASSET MANAGEMENT LLC located in Dallas, Texas.

Santiago is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Santiago has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business name: Intercam Intercam is a bank, so it has investment related activities and offers financial services. The address is Lago Zurich No. 245, Frisco Tower, 10th Floor, Col. Ampliaci�n Granada, Miguel Hidalgo, CDMX. My position at Intercam is Deputy director of Economic Analysis. I started working there on May 2017. I work 40 hours a week or 160 hours a month, mainly during securities trading hours. I do research and macroeconomic analysis. Most of the analysis is for informational purposes and no investment recommendations are involved. The analysis is mostly aimed to inform and provide a macro view to clients and potential clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Santiago Fernandez Sordo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2023 - Present

FESC ASSET MANAGEMENT LLC

Office #1: 1999 Bryan Street, Suite 900, Dallas, TX 76201

RIA

CRD#: 316067

Dallas, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2023

Uniform Investment Adviser Law Examination

Current Firm

FESC ASSET MANAGEMENT LLC

CRD#: 316067 / SEC#:

Texas

Registered Investment Advisory firm - (7/27/2023 Approved)

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Contact information

Main Address

5301 Alpha Road Suite 80, Dallas, TX 75240

Mailing Address

Phone number

+52 5518213647

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Santiago Fernandez Sordo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Santiago Fernandez Sordo's CRS (Customer Relationship Summary).

Certified licenses

Experience

FESC ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2023

Current Firm

FESC ASSET MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

FESC ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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