Ruben C. Williams
Professional summary
Ruben Cedrick Williams was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ruben is a previously registered financial professional and started their career in finance in 2021. Prior to being barred, Ruben had worked at 1 firm, which includes VISTA FINANCIAL ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2021 - December 31, 2023
VISTA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
VISTA FINANCIAL ADVISORS, LLC
CRD#: 316306 / SEC#: 801-122832
Contact information
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 11,491,898,634,658 |
Red Flags
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