Miranda D. Dubberly

NEW WAVE WEALTH ADVISORS

Springdale, AR 72764

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CRD#: 7423877

Professional summary

Miranda Dawn Dubberly, who also goes by Miranda D Dubberly, is a registered financial advisor currently at NEW WAVE WEALTH ADVISORS located in Springdale, Arkansas.

Miranda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Miranda has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Miranda D Dubberly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miranda Dawn Dubberly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2024 - Present

NEW WAVE WEALTH ADVISORS

Office #1: 4403 S Thompson St, Ste 1, Springdale, AR 72764

RIA

CRD#: 323414

Springdale, AR

Past

July 28, 2023 - August 5, 2024

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

SPRINGDALE, AR

Past

March 31, 2023 - August 5, 2024

ARVEST WEALTH MANAGEMENT

CRD#: 42057

SPRINGDALE, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW WAVE WEALTH ADVISORS

NEW WAVE WEALTH ADVISORS | NEW WEALTH ADVISORS | NEW WAVE WEALTH ADVISORS LLC

CRD#: 323414 / SEC#: 801-126788

RIA

Registered Investment Advisory firm - (10/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(7/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/28/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/31/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/14/2022

Securities Industry Essentials Examination

Current Firm

NEW WAVE WEALTH ADVISORS

NEW WAVE WEALTH ADVISORS | NEW WEALTH ADVISORS | NEW WAVE WEALTH ADVISORS LLC

CRD#: 323414 / SEC#: 801-126788

RIA

Registered Investment Advisory firm - (10/25/2022 Approved)

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Contact information

Main Address

4403 S Thompson St, Ste 1, Springdale, AR 72764

Mailing Address

Phone number

(479) 877-2525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEW WAVE WEALTH ADVISORS PART 2A (2/18/2025)

Regulatory assets under management

Total Number of Accounts	1,253
AUM (Assets Under Management)	$ 315,005,818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Miranda D. Dubberly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miranda Dawn Dubberly's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW WAVE WEALTH ADVISORS

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

Primary Firm SEC Registration

NEW WAVE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2023

Series 7TO

Date: 3/31/2023

SIE

Date: 11/14/2022

Current Firm

NEW WAVE WEALTH ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW WAVE WEALTH ADVISORS

TRUST BUT VERIFY

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