AL
Adam W. Lee
CASTLEPOINT WEALTH ADVISORS
Oklahoma City, OK 73116
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CRD#: 7423789
AL
Professional summary
Adam William Lee is a registered financial advisor currently at CASTLEPOINT WEALTH ADVISORS located in Oklahoma City, Oklahoma.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Adam has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Performs data analysis work on a project-by-project, contract basis to a marketing consulting firm. The business is not investment related. Annual hours depend on the consulting firm's volume and nature of projecs, but typically involves 40-80 hours of work annually; which is never performed securities trading hours. business name: Northstar Research Group, 16509 Arthurs Circle, Edmond OK 73012 been providing services to the firm for over 15 years.
CRS (Client Relationship Summary) - RIA
Click below to view Adam William Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2021 - Present
CASTLEPOINT WEALTH ADVISORS
Office #1: 7308 N. Classen Blvd., Oklahoma City, OK 73116RIA
CRD#: 205512
Oklahoma City, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CASTLEPOINT WEALTH ADVISORS
ARK & TLK INVESTMENTS, LLC | GUARDIA WEALTH ADVISORS, LLC | GUARDIA WEALTH ADVISORS | GUARDIA WEALTH | CASTLEVIEW WEALTH ADVISORS | CASTLEPOINT WEALTH ADVISORS | CASTLE VIEW ADVISORS
CRD#: 205512 / SEC#: 801-96254
RIA
Registered Investment Advisory firm - (5/11/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(9/13/2021)
Current Firm
CW
CASTLEPOINT WEALTH ADVISORS
ARK & TLK INVESTMENTS, LLC | GUARDIA WEALTH ADVISORS, LLC | GUARDIA WEALTH ADVISORS | GUARDIA WEALTH | CASTLEVIEW WEALTH ADVISORS | CASTLEPOINT WEALTH ADVISORS | CASTLE VIEW ADVISORS
CRD#: 205512 / SEC#: 801-96254
RIA
Registered Investment Advisory firm - (5/11/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7308 N. Classen Blvd., Oklahoma City, OK 73116
Mailing Address
Phone number
(405) 705-2906
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,009 |
| AUM (Assets Under Management) | $ 605,040,407 |
Red Flags
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