AJ
Alexander D. Jones
MOON LASSO ASSET MANAGEMENT
Newport, KY
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CRD#: 7423710
AJ
Professional summary
Alexander David Jones is a registered financial advisor currently at MOON LASSO ASSET MANAGEMENT, LLC located in Newport, Kentucky.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Alexander has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) LEMCAP1 LP (investment-related); 1013 Centre Road, Suite 403-B, Wilmington, DE 19805; Nature of the other business: Hedge Fund; Position: Limited Partner and General Partner through Moon Lasso Asset Management, LLC; Title, or relationship with the other business: Founder and limited partner; Start date with the other business: July 16, 2021; Approximate number of hours/month devoted to the other business: 40 hours/month; Number of hours devoted during securities trading hours: 20 hours/month; Brief description of duties for the business: Responsible for the selection and execution of investments for the fund, communications to limited partners, and any administrative management activities needed to operate the fund. (2) Name of the other business: Rule One Investing, LLC; Address: 811 Bear Creek Road, Moreland, Georgia 30259; If it is investment-related or not: Activity is investment-related; Compensation information: Mr. Jones is not compensated; Nature of business: Investing education; Title or relationship: Coach; Start date: June 26, 2020; Number of hours worked during and outside of market hours: Mr. Jones volunteers his time one weekend a month. Four hours per month are usually during market trading hours with an additional 16 hours per month during non-trading hours (Sat/Sun). Duties: Review and give feedback to student's practice investment analysis document based on Rule One Investing principles. Not considered investment advice to buy or sell. (3) Lyondellbasell; Address: 11530 Northlake Dr, Cincinnati, OH 45249; If it is investment-related or not: Activity is not investment-related; Compensation information: Mr. Jones is compensated as a full-time salary employee; Nature of business: Engineering; Title or relationship: Application & Product Development Engineer; Start date: April 3, 2023; Number of hours worked during and outside of market hours: Mr. Jones works 8 hours per day, of which 5.5 hours is during market hours. Duties: Research and develop new recyclable materials for the circular plastics economy.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander David Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2022 - Present
MOON LASSO ASSET MANAGEMENT, LLC
RIA
CRD#: 316278
Newport, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(3/7/2022)
Current Firm
ML
MOON LASSO ASSET MANAGEMENT, LLC
MOON LASSO ASSET MANAGEMENT, LLC
CRD#: 316278 / SEC#:
Kentucky
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Contact information
Main Address
Newport, KY
Mailing Address
Phone number
(847) 275-9119
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,442,500 |
Red Flags
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