MS
Marissa E. Smith
PORTSIDE WEALTH GROUP
Provo, UT 84604
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CRD#: 7423251
MS
Professional summary
Marissa Emily Smith, who also goes by Marissa Emily Robinson, Marissa E Webb, Marissa Emily Webb, is a registered financial advisor currently at PORTSIDE WEALTH GROUP, LLC located in Provo, Utah and CONCORDE INVESTMENT SERVICES, LLC located in Provo, Utah.
Marissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Marissa has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marissa Emily Robinson | Marissa E Webb | Marissa Emily Webb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 07/2020: Lyla June co. Investment-related: No Nature of the other business: distribute orders (stickers and keychains). Co-Owner. The approximate number of hours/month you devote to the other business: 11 - 20 During securities trading hours: None Description of duties: Make and distribute orders (stickers and keychains), respond to messages, and assist in planning social media content. 2) 09/11/2024: Marissa Smith, Insurance agent. DBA Hudson Oaks. Offering fixed life insurance and fixed annuity products. Providing recommendations and products related to Life, Disability, and LTC insurance. Investment related, Full time during trading hours. 11-20 hours/month non-business hours. 1-5 hours/month during business hours. 3) Portside Wealth Management. Investment related. Provo. UT. Registered Investment Advisory Firm. Position: Investment Advisor Rep. Start date: September 2024. Full time during trading hours. 4) Hudson Oaks Wealth Management. Investment related. Provo. UT. DBA for securities related activities. Position: Registered Rep. Start date: September 2024. Full time during trading hours. 5) Allegis Advisor Group. Non-investment related. Senior investment Associate. Insurance Products. Start date 09/13/2024. Provo, UT. 1-5 hours/month during non-business hours. 11-20 hours/month during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Marissa Emily Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2024 - Present
PORTSIDE WEALTH GROUP, LLC
Office #1: 412 W Rivers Edge Dr, Provo, UT 84604RIA
CRD#: 325175
Provo, UT
Current
September 30, 2024 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 412 W Rivers Edge Drive, Provo, UT 84604BD
CRD#: 151604
Provo, UT
Past
February 20, 2024 - August 2, 2024
STONEBRIAR WEALTH, LLC
RIA
CRD#: 327618
LEHI, UT
Past
March 21, 2023 - February 5, 2024
KINETIC INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 283034
Provo, UT
Past
January 4, 2022 - March 9, 2023
FIRST COMMAND ADVISORY SERVICES
RIA
CRD#: 281958
Enterprise, AL
Past
October 5, 2021 - March 9, 2023
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
Enterprise, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
Registered Investment Advisory firm - (3/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Utah(9/11/2024)
RR
Utah(9/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/5/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
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Contact information
Main Address
3507 N University Ave Suite 150, Provo, UT 84604
Mailing Address
Phone number
(385) 412-1222
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,507 |
| AUM (Assets Under Management) | $ 1,125,318,236 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PORTSIDE WEALTH GROUP, LLC
CRD#: 325175Provo, UT 84604TRUST BUT VERIFY
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