Jordy J. Ruiz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordy Josue Ruiz, who also goes by Jordy J Ruiz, Jordy Josue Ruiz Membreno, was a registered financial professional .
Jordy is a previously registered financial professional and started their career in finance in 2021. Jordy had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2022 - August 19, 2022
ACP SECURITIES, LLC
March 17, 2022 - September 17, 2024
IFB WEALTH MANAGEMENT LLC
January 5, 2022 - March 7, 2022
WELLS FARGO CLEARING SERVICES, LLC
November 4, 2021 - March 7, 2022
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 11/4/2021
General Securities Representative ExaminationCurrent Firm
ACP SECURITIES, LLC
CRD#: 139049 / SEC#: , 8-67185
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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