Sandeepa Vig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandeepa Vig, who also goes by Sandeepa Balram Kumar VIg Ms., was a registered financial professional .
Sandeepa is a previously registered financial professional and started their career in finance in 2013. Sandeepa had worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2013 - November 3, 2014
IIFL CAPITAL INC.
State Registrations and Notice Filings
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Exams
Current Firm
IIFL CAPITAL INC.
CRD#: 149073 / SEC#: , 8-68100
Contact information
FINRA licenses (16 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
