AG
Austin J. Gunsauls
COSNER FINANCIAL GROUP
Windsor, CO 80550
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CRD#: 7422096
AG
Professional summary
Austin James Gunsauls, who also goes by Austin Gunsauls, is a registered financial advisor currently at COSNER FINANCIAL GROUP, LLC located in Windsor, Colorado and OSAIC WEALTH, INC. located in Windsor, Colorado.
Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Austin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Austin Gunsauls
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cosner Financial Group, LLC; Investment-Related; Fort Collins, CO; Investment Advisor; Investment Adviser Representative; 2/2022; 160 hrs/month; 120 hrs during trading; Duties are meeting new and existing clients. 2) Triad Advisors; Investment-Related; Fort Collins, CO; Broker Dealer; Registered Admin; 7/2021; 4 hrs/mo; 2 hrs/mo during securities trading hours; Duties are answering phone and general office tasks. 3) DLAY'S AERATION POSITION: Laborer NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 1275 N Tabor Dr, Castle Rock CO 80104, United States DESCRIPTION: I occasionally help a friend with his landscaping business on the weekends, 2-3x a summer
CRS (Client Relationship Summary) - RIA
Click below to view Austin James Gunsauls's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2022 - Present
COSNER FINANCIAL GROUP, LLC
Office #1: 628 Main St, Windsor, CO 80550RIA
CRD#: 147942
Windsor, CO
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 628 Main Street, Windsor, CO 80550-5133RIA
BD
CRD#: 23131
Windsor, CO
Past
December 21, 2021 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Windsor, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COSNER FINANCIAL GROUP, LLC
COSNER FINANCIAL GROUP, LLC
CRD#: 147942 / SEC#: 801-95177
RIA
Registered Investment Advisory firm - (4/22/2015 Approved)Colorado
Registered Investment Advisory firm - (5/14/2015 Terminated)Louisiana
Registered Investment Advisory firm - (5/11/2015 Terminated)New Mexico
Registered Investment Advisory firm - (5/4/2015 Terminated)Oklahoma
Registered Investment Advisory firm - (5/1/2015 Terminated)Texas
Registered Investment Advisory firm - (5/1/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(4/8/2022)
RR
Colorado(8/23/2024)
IAR
Texas(4/8/2022)
RR
Texas(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/21/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COSNER FINANCIAL GROUP, LLC
COSNER FINANCIAL GROUP, LLC
CRD#: 147942 / SEC#: 801-95177
RIA
Registered Investment Advisory firm - (4/22/2015 Approved)Colorado
Registered Investment Advisory firm - (5/14/2015 Terminated)Louisiana
Registered Investment Advisory firm - (5/11/2015 Terminated)New Mexico
Registered Investment Advisory firm - (5/4/2015 Terminated)Oklahoma
Registered Investment Advisory firm - (5/1/2015 Terminated)Texas
Registered Investment Advisory firm - (5/1/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
628 Main St, Windsor, CO 80550
Mailing Address
Phone number
(970) 482-3922
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 985 |
| AUM (Assets Under Management) | $ 324,481,630 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COSNER FINANCIAL GROUP, LLC
CRD#: 147942Windsor, CO 80550TRUST BUT VERIFY
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