RB
Robert H. Bartels
NEW PHASE FINANCIAL
San Diego, CA
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CRD#: 7421875
RB
Professional summary
Robert Hans Bartels is a registered financial advisor currently at NEW PHASE FINANCIAL located in San Diego, California.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Robert has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Hans Bartels's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 20, 2021 - Present
NEW PHASE FINANCIAL
RIA
CRD#: 316248
San Diego, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/20/2021)
Current Firm
NP
NEW PHASE FINANCIAL
BARTELS, ROBERT HANS | ROBERT H. BARTELS D/B/A NEXT PHASE FINANCIAL | ROBERT H. BARTELS D/B/A NEW PHASE FINANCIAL | NEXT PHASE FINANCIAL | NEW PHASE FINANCIAL
CRD#: 316248 / SEC#:
California
Registered Investment Advisory firm - (9/20/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
San Diego, CA
Mailing Address
Phone number
(858) 334-9799
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
