DR
Dylan H. Roberts
ETORO USA SECURITIES
Hoboken, NJ 07030
Some features on this profile are disabled
CRD#: 7421741
DR
Professional summary
Dylan Henry Roberts, who also goes by Dylan Roberts, is a registered financial professional currently at ETORO USA SECURITIES INC. located in Hoboken, New Jersey.
Dylan is registered as a RR (Registered Representative) and started their career in finance in 2021. Dylan has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dylan Roberts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Dylan Henry Roberts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2021 - Present
ETORO USA SECURITIES INC.
Office #1: 221 River Street 9th Floor, Hoboken, NJ 07030BD
CRD#: 298361
Hoboken, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/13/2022)
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Alaska(4/13/2022)
RR
Arizona(4/13/2022)
RR
Arkansas(4/13/2022)
RR
California(4/13/2022)
RR
Colorado(4/13/2022)
RR
Connecticut(4/13/2022)
RR
Delaware(4/13/2022)
RR
District of Columbia(4/13/2022)
RR
Florida(4/13/2022)
RR
Georgia(4/13/2022)
RR
Hawaii(4/13/2022)
RR
Idaho(4/13/2022)
RR
Illinois(4/13/2022)
RR
Indiana(4/13/2022)
RR
Iowa(4/13/2022)
RR
Kansas(4/13/2022)
RR
Kentucky(4/13/2022)
RR
Louisiana(4/13/2022)
RR
Maine(4/13/2022)
RR
Maryland(4/13/2022)
RR
Massachusetts(4/13/2022)
RR
Michigan(4/13/2022)
RR
Minnesota(4/13/2022)
RR
Mississippi(4/13/2022)
RR
Missouri(4/13/2022)
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Montana(4/13/2022)
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Nebraska(4/13/2022)
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Nevada(4/13/2022)
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New Hampshire(4/13/2022)
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New Jersey(11/5/2021)
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New Mexico(4/13/2022)
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New York(4/13/2022)
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North Carolina(4/13/2022)
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North Dakota(4/13/2022)
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Ohio(4/13/2022)
RR
Oklahoma(4/13/2022)
RR
Oregon(4/13/2022)
RR
Pennsylvania(4/13/2022)
RR
Puerto Rico(4/13/2022)
RR
Rhode Island(4/13/2022)
RR
South Carolina(4/13/2022)
RR
South Dakota(4/13/2022)
RR
Tennessee(4/13/2022)
RR
Texas(4/13/2022)
RR
Utah(4/13/2022)
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Vermont(4/13/2022)
RR
Virgin Islands(4/13/2022)
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Virginia(4/13/2022)
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Washington(4/13/2022)
RR
West Virginia(4/13/2022)
RR
Wisconsin(4/13/2022)
RR
Wyoming(4/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/24/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EU
ETORO USA SECURITIES INC.
ETORO USA SECURITIES INC.
CRD#: 298361 / SEC#: , 8-70212
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
221 River Street 9th Floor, Hoboken, NJ 07030
Mailing Address
221 River Street 9th Floor, Hoboken, NJ 07030
Phone number
+1 (201) 479-0267
Established
Delaware since 07/20/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETORO US TRADING LLC | SHAREHOLDER | |
| BEN-SIMON, TAL DAVID | DIRECTOR | 7994172 |
| DIMAGGIO, CHARLIE F | FINOP | 6023789 |
| MCCORMICK, ANDREW MICHAEL | CEO/HEAD OF US/ PRESIDENT/ DIRECTOR | 6706923 |
| MURPHY, NICOLE SUZANNE | CCO/DIRECTOR | 5461537 |
| SREDNI, SALOMON | DIRECTOR | 4439138 |
| TENNEKOON, ALAIN | US HEAD OF OPERATIONS AND SERVICE | 5296665 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
