Krystn E. Hammond

GRANT THORNTON FINANCIAL ADVISORS LLC

New York, NY 10017

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CRD#: 7421550

Professional summary

Krystn Elizabeth Hammond, who also goes by Krystn Hammond, is a registered financial advisor currently at GRANT THORNTON FINANCIAL ADVISORS LLC located in New York, New York.

Krystn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Krystn has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Krystn Hammond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

American Ballet Theatre (Ballet Theatre Foundation); 890 Broadway New York, NY 10003; NFP Ballet Company; Advisor to junior council; serve as a resource; 12/15/22; 2 hours per month; not during securities trading hours; not inv related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krystn Elizabeth Hammond's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2024 - Present

GRANT THORNTON FINANCIAL ADVISORS LLC

Office #1: 757 3rd Ave 9th Floor, New York, NY 10017

RIA

CRD#: 168751

New York, NY

Past

March 3, 2023 - April 22, 2024

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

NEW YORK, NY

Past

August 21, 2021 - June 5, 2023

TORREYA CAPITAL, LLC

CRD#: 288632

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/13/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 8/21/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 7/17/2021

Securities Industry Essentials Examination

Current Firm

GRANT THORNTON FINANCIAL ADVISORS LLC

CRD#: 168751 / SEC#:

California

Registered Investment Advisory firm - (11/29/2024 Terminated)

Illinois

Registered Investment Advisory firm - (10/30/2024 Terminated)

Missouri

Registered Investment Advisory firm - (11/14/2023 Approved)

New Jersey

Registered Investment Advisory firm - (10/26/2023 Terminated)

New York

Registered Investment Advisory firm - (6/19/2014 Approved)

North Carolina

Registered Investment Advisory firm - (12/24/2013 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/3/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/23/2014 Approved)

Virginia

Registered Investment Advisory firm - (10/30/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

500 N. Akard Suite 1200, Dallas, TX 75201

Mailing Address

Phone number

(214) 561-2300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Krystn E. Hammond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krystn Elizabeth Hammond's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRANT THORNTON FINANCIAL ADVISORS LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

TORREYA CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/13/2021

Series 79TO

Date: 8/21/2021

SIE

Date: 7/17/2021

Current Firm

GRANT THORNTON FINANCIAL ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

GRANT THORNTON FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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