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SW

Sara Dejay Willis

NEW EDGE WEALTH
Houston, TX
·CRD# 7421261·5 years experience

Professional Summary

Sara Dejay Willis, who also goes by Sara Dejay Armstrong, is a registered financial advisor currently at NEW EDGE WEALTH located in Houston, Texas and NEWEDGE SECURITIES, LLC located in Houston, Texas. Sara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Sara has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sara Dejay Armstrong

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

NEW EDGE WEALTH·CRD# 307771
RIA
1301 Mckinney St, Suite 300, Houston, TX 77010
August 17, 2026 - Present
NEWEDGE SECURITIES, LLC·CRD# 10674
BD
1301 Mckinney St, Suite 300, Houston, TX 77010
August 17, 2026 - Present
ALLIANCEBERNSTEIN L.P.·CRD# 108477
RIA
Houston, TX
November 29, 2021 - August 28, 2026
SANFORD C. BERNSTEIN & CO., LLC·CRD# 104474
BD
Houston, TX
October 15, 2021 - August 28, 2026

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Current Firm

NE
NEW EDGE WEALTH

ALIGNED BY NEWEDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC | NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - SEC (3/25/2020 Approved)
Maryland
Registered Investment Advisory firm - Maryland (2/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/25/2020 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (2/24/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/24/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2200 Atlantic Street Suite 200, Stamford, CT 06902

Phone Number

(203) 424-2262

# of Employees

211

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NEWEDGE WEALTH LLC WRAP FEE PROGRAM BROCHURE (4/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

19,593

AUM (Assets Under Management)

$19,926,358,801

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025Cover PageReport
01/27/2025Cover PageReport
12/22/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. The Girl Scouts of San Jacinto*No Invest*Houston, TX *6/3/24*I am on the board and philanthropic committee*board member*attend board meetings, assist with S2S event and lend advise as needed*3 Hrs Trade/3 Non trade 2.50/50 Women on Boards INC.*No Trade*Los Angeles, CA*9/17/18*"50/50 Women on Boards (50/50WOB) is a global nonprofit (501(c)
(3)) education and advocacy campaign, founded in 2010, focused on one goal: getting more women — and specifically more women of color — into corporate boardroom seats. Its mission, concretely: Push toward gender balance on the boards of Russell 3000 companies (the largest ~3,000 U.S. public companies) — the goal is women holding 50% of all corporate board seats, with women of color holding at least 20% of all board positions. GuideStar How it pursues that: Publishes an annual Gender Diversity Index tracking board composition data across thousands of public and private companies, and maintains a searchable directory of that data Runs board-readiness training programs to prepare women to actually step into director roles, plus a ""Networking Hub"" connecting board-ready candidates with decision-makers Hosts public events like its Global Conversation on Board Diversity to advance the cause and connect participants with corporate leaders LinkedIn Runs an annual ""50 Women to Watch for Boards"" campaign spotlighting vetted, board-ready women leaders — with roughly 20% of past honorees going on to land an actual board seat PR Newswire"*I co-launched the first HOUSTON Chapter of 50/50 Women on Boards. This is the REASON Bernstein found me in their national search FYI. Not giving this up. It's the most significant part of my brand.*"Helping women get onto corporate boards running a large team of executive volunteers running a 60 person Leadership Committee Planning and running our annual Houston Conversation on Board Diversity event, this year at Phillips 66"*5 Hrs Trade/15 Non Trade

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH

ALIGNED BY NEWEDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC | NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - SEC (3/25/2020 Approved)
Maryland
Registered Investment Advisory firm - Maryland (2/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/25/2020 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (2/24/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/24/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/17/2026)
RR
Colorado
(8/17/2026)
RR
Florida
(8/17/2026)
RR
Texas
(8/17/2026)
IAR
Texas
(8/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2021About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2021About the SIE exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Sara Dejay Willis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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SW
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