PJ
Patrick N. Jones
SIMS INVESTMENT MANAGEMENT LLC
CINCINNATI, OH 45208
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CRD#: 7420630
PJ
Professional summary
Patrick Neil Jones is a registered financial advisor currently at SIMS INVESTMENT MANAGEMENT LLC located in Cincinnati, Ohio.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Patrick has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Neil Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2025 - Present
SIMS INVESTMENT MANAGEMENT LLC
Office #1: 3322 Erie Ave. Suite 200, Cincinnati, OH 45208RIA
CRD#: 169491
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SIMS INVESTMENT MANAGEMENT LLC
SIMS INVESTMENT MANAGEMENT LLC
CRD#: 169491 / SEC#: 801-123034
RIA
Registered Investment Advisory firm - (1/13/2022 Approved)California
Registered Investment Advisory firm - (2/20/2022 Terminated)Florida
Registered Investment Advisory firm - (1/21/2022 Terminated)Kentucky
Registered Investment Advisory firm - (1/24/2022 Terminated)Louisiana
Registered Investment Advisory firm - (2/1/2022 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2017 Terminated)Ohio
Registered Investment Advisory firm - (1/21/2022 Terminated)Texas
Registered Investment Advisory firm - (1/21/2022 Terminated)West Virginia
Registered Investment Advisory firm - (1/21/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(6/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
SI
SIMS INVESTMENT MANAGEMENT LLC
SIMS INVESTMENT MANAGEMENT LLC
CRD#: 169491 / SEC#: 801-123034
RIA
Registered Investment Advisory firm - (1/13/2022 Approved)California
Registered Investment Advisory firm - (2/20/2022 Terminated)Florida
Registered Investment Advisory firm - (1/21/2022 Terminated)Kentucky
Registered Investment Advisory firm - (1/24/2022 Terminated)Louisiana
Registered Investment Advisory firm - (2/1/2022 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2017 Terminated)Ohio
Registered Investment Advisory firm - (1/21/2022 Terminated)Texas
Registered Investment Advisory firm - (1/21/2022 Terminated)West Virginia
Registered Investment Advisory firm - (1/21/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3322 Erie Ave. Suite 200, Cincinnati, OH 45208
Mailing Address
Phone number
(513) 278-7467
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,752 |
| AUM (Assets Under Management) | $ 245,920,179 |
Red Flags
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Company Information
SIMS INVESTMENT MANAGEMENT LLC
CRD#: 169491Cincinnati, OH 45208TRUST BUT VERIFY
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