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EH

Ethan C. Hensley

Some features on this profile are disabled
CRD#: 7420576
EH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ethan Charles Hensley, who also goes by Ethan Hensley, was a registered financial professional .

Ethan is a previously registered financial professional and started their career in finance in 2021. Ethan had worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ethan Hensley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 9, 2024 - October 16, 2025

OPTIVER EXECUTION SERVICES LLC

BD
CRD#: 316308
New York, NY
Past

September 8, 2021 - April 15, 2024

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/20/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/8/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/8/2021
Securities Industry Essentials Examination

Current Firm

OE
OPTIVER EXECUTION SERVICES LLC
OPTIVER EXECUTION SERVICES LLC

CRD#: 316308 / SEC#: , 8-70932

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
130 E Randolph Street Suite 800, Chicago, IL 60601
Mailing Address
130 E Randolph Street Suite 800, Chicago, IL 60601
Phone number
(312) 821-9500
Established
Illinois since 07/29/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIVER VENTURES PARTNERSHIP US LPPARENT COMPANY
COLEMAN, KEVIN PAULCHIEF COMPLIANCE OFFICER6254324
DEATON, MICHAEL WILLIAMCHIEF FINANCIAL OFFICER2964800
LEES, JUSTIN TERENCEHEAD OF SALES TRADING6077317
WADE, ASHLEY KFINOP6588506

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPTIVER EXECUTION SERVICES LLC

CRD#: 316308

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