SA
Sudha R. Anand
WJL FINANCIAL ADVISORS
Denville, NJ
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CRD#: 7420165
SA
Professional summary
Sudha Ramaswamy Anand is a registered financial advisor currently at WJL FINANCIAL ADVISORS located in Denville, New Jersey.
Sudha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Sudha has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name - Sudha Anand Not Investment Related 68 Nicole Dr Denville NJ 07834 Executive Coaching Owner January 2020 15 Hours Per Month Devoted to Business 15 Hours Per Month Devoted during Security Trading Hours Provide coaching services to executives
CRS (Client Relationship Summary) - RIA
Click below to view Sudha Ramaswamy Anand's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2021 - Present
WJL FINANCIAL ADVISORS
RIA
CRD#: 169711
Denville, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(1/27/2023)
IAR
Maryland(5/15/2023)
IAR
Minnesota(2/20/2024)
IAR
New Jersey(8/3/2021)
IAR
New York(4/26/2023)
IAR
Pennsylvania(8/4/2022)
Current Firm
WF
WJL FINANCIAL ADVISORS
WJL FINANCIAL ADVISORS | WJL FINANCIAL ADVISORS, LLC
CRD#: 169711 / SEC#:
Connecticut
Registered Investment Advisory firm - (10/25/2017 Approved)Florida
Registered Investment Advisory firm - (10/17/2023 Approved)Maryland
Registered Investment Advisory firm - (5/15/2023 Approved)Minnesota
Registered Investment Advisory firm - (3/3/2014 Approved)New Jersey
Registered Investment Advisory firm - (1/24/2014 Approved)New York
Registered Investment Advisory firm - (4/26/2023 Approved)Pennsylvania
Registered Investment Advisory firm - (8/4/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Morris Plains, NJ
Mailing Address
Phone number
(973) 216-8748
Established
Firm type
Fiscal year end
# of Employees
5
Red Flags
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