Andrew J. Givens

FIRST FIDUCIARY INVESTMENT COUNSEL

CLEVELAND, OH 44131

Some features on this profile are disabled

CRD#: 7420151

Professional summary

Andrew Joseph Givens, who also goes by Andy Givens, is a registered financial advisor currently at FIRST FIDUCIARY INVESTMENT COUNSEL INC located in Cleveland, Ohio.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Andrew has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Givens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Givens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2021 - Present

FIRST FIDUCIARY INVESTMENT COUNSEL INC

Office #1: 6100 Oak Tree Blvd. Suite 185, Cleveland, OH 44131

RIA

CRD#: 111144

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST FIDUCIARY INVESTMENT COUNSEL INC

CRD#: 111144 / SEC#: 801-11685

RIA

Registered Investment Advisory firm - (7/1/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FIRST FIDUCIARY INVESTMENT COUNSEL INC

CRD#: 111144 / SEC#: 801-11685

RIA

Registered Investment Advisory firm - (7/1/1976 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6100 Oak Tree Blvd. Suite 185, Cleveland, OH 44131

Mailing Address

Phone number

(216) 643-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST FIDUCIARY INVESTMENT COUNSEL FORM ADV PART 2A+2B DTD 02-01-2025 (2/20/2025)

Regulatory assets under management

Total Number of Accounts	467
AUM (Assets Under Management)	$ 536,968,401

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Kagarlitskiy

KEY INVESTMENT SERVICES LLC

IAR

University Heights, OH

Andrew Crock

STRATEGIC ADVISERS LLC

IAR

NORTH OLMSTED, OH

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew J. Givens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Givens's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST FIDUCIARY INVESTMENT COUNSEL INC

Primary Firm SEC Registration

FIRST FIDUCIARY INVESTMENT COUNSEL INC

State Registrations and Notice Filings

Exams

Current Firm

FIRST FIDUCIARY INVESTMENT COUNSEL INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST FIDUCIARY INVESTMENT COUNSEL INC

TRUST BUT VERIFY

Similar Advisors