Michael C. Borelli

DOWNING STREET WEALTH MANAGEMENT LLC

Greenwood Village, CO 80111

Some features on this profile are disabled

CRD#: 7420050

Professional summary

Michael Christopher Borelli, who also goes by Mike Borelli, Michael C Borelli, is a registered financial advisor currently at DOWNING STREET WEALTH MANAGEMENT LLC located in Greenwood Village, Colorado.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Michael has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Borelli | Michael C Borelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Borelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2022 - Present

DOWNING STREET WEALTH MANAGEMENT LLC

Office #1: 6021 S. Syracuse Way Suite 312, Greenwood Village, CO 80111

RIA

CRD#: 152983

Greenwood Village, CO

Past

December 22, 2021 - October 21, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

GREENWOOD VILLAGE, CO

Past

November 16, 2021 - October 7, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOWNING STREET WEALTH MANAGEMENT LLC

CRD#: 152983 / SEC#: 801-131457

RIA

Registered Investment Advisory firm - (11/8/2024 Approved)

Colorado

Registered Investment Advisory firm - (12/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/17/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/15/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/14/2021

Securities Industry Essentials Examination

Current Firm

DOWNING STREET WEALTH MANAGEMENT LLC

CRD#: 152983 / SEC#: 801-131457

RIA

Registered Investment Advisory firm - (11/8/2024 Approved)

Colorado

Registered Investment Advisory firm - (12/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/17/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6021 S. Syracuse Way Suite 312, Greenwood Village, CO 80111

Mailing Address

Phone number

(720) 360-0886

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A/2B BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	567
AUM (Assets Under Management)	$ 158,332,643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael C. Borelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Borelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOWNING STREET WEALTH MANAGEMENT LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

DOWNING STREET WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2021

Series 7TO

Date: 11/15/2021

SIE

Date: 10/14/2021

Current Firm

DOWNING STREET WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOWNING STREET WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors