Daniel J. Mccain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Mccain, who also goes by Daniel Joseph Mccain, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2021. Daniel had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2023 - December 31, 2025
MCCAIN CAPITAL LLC
January 10, 2022 - November 15, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 25, 2021 - November 15, 2022
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 10/25/2021
General Securities Representative ExaminationCurrent Firm
MCCAIN CAPITAL LLC
CRD#: 325586 / SEC#:
Contact information
Red Flags
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