Leonard B. Fay

LEONARD B. FAY CPA

New York, NY 10017

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CRD#: 7419644

Professional summary

Leonard Barry Fay is a registered financial advisor currently at LEONARD B. FAY CPA located in New York, New York and LEONARD B. FAY CPA located in New York, New York.

Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Leonard has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FAY & FAY CAPITAL ADVISORS, INC.; NOT INVESTMENT-RELATED; NEW YORK, NY; BUSINESS CONSULTING; OWNER; 7/11/2007; APPROXIMATELY 5 HOURS / MONTH DURING TRADING HOURS; BUSINESS CONSULTING SERVICE LENRICH CAPITAL CORPORATION, INVESTMENT RELATED, NEW YORK, NY, INVESTMENT ADVISOR BUSINESS, OWNER, 12/13/2021; APPROXIMATELY 5 HOURS/MONTH DURING TRADING HOURS; INVESTMENT ADVISORY SERVICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Barry Fay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2021 - Present

LEONARD B. FAY CPA

Office #1: 370 Lexington Avenue, Room 906, New York, NY 10017

RIA

CRD#: 316176

New York, NY

Current

September 6, 2022 - Present

LEONARD B. FAY CPA

Office #1: 370 Lexington Ave Room 906, New York, NY 10017

RIA

CRD#: 322752

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/2021

Uniform Investment Adviser Law Examination

Current Firm

LEONARD B. FAY CPA

LENRICH CAPITAL CORPORATION | LEONARD B. FAY CPA

CRD#: 316176 / SEC#:

New York

Registered Investment Advisory firm - (12/13/2021 Approved)

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Contact information

Main Address

370 Lexington Avenue, Room 906, New York, NY 10017

Mailing Address

Phone number

(212) 697-3366

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leonard B. Fay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Barry Fay's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEONARD B. FAY CPA

LEONARD B. FAY CPA

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/2021

Current Firm

LEONARD B. FAY CPA

Contact information

Documents

Red Flags

Company Information

LEONARD B. FAY CPA

TRUST BUT VERIFY

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