DT
David Tsikman
THE KOCEN FINANCIAL GROUP
RANCHO MIRAGE, CA 92270-1767
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CRD#: 7419643
DT
David TsikmanTHE KOCEN FINANCIAL GROUP
Professional summary
David Tsikman is a registered financial advisor currently at THE KOCEN FINANCIAL GROUP, INC. located in Rancho Mirage, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. David has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Tsikman Holdings, Not Investment Related, From Home, Property management and real estate holdings, Manager, June 2024, several hours per month, primarily conducted outside of regular securities trading hours, duties include overseeing property operations, manage maintenance and tenant matters, handle accounting and administrative functions, and coordinate with vendors and service providers. Airrow, Inc., Not Investment Related, 628 N Poinsettia Pl, Los Angeles, CA, 90036, defense industry technology contractor, Senior Advisor, Jan 2026, several hours per month, primarily conducted outside of regular securities trading hours, duties include serving in strategic and executive advisory role.
CRS (Client Relationship Summary) - RIA
Click below to view David Tsikman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2021 - Present
THE KOCEN FINANCIAL GROUP, INC.
Office #1: 35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270-1767RIA
CRD#: 112129
RANCHO MIRAGE, CA
Past
September 13, 2021 - August 2, 2024
FINANCIAL GOAL SECURITIES, INC.
BD
CRD#: 19066
RANCHO MIRAGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TK
THE KOCEN FINANCIAL GROUP, INC.
THE KOCEN FINANCIAL GROUP, INC.
CRD#: 112129 / SEC#: 801-64553
RIA
Registered Investment Advisory firm - (7/21/2005 Approved)California
Registered Investment Advisory firm - (7/22/2005 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/3/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/13/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TK
THE KOCEN FINANCIAL GROUP, INC.
THE KOCEN FINANCIAL GROUP, INC.
CRD#: 112129 / SEC#: 801-64553
RIA
Registered Investment Advisory firm - (7/21/2005 Approved)California
Registered Investment Advisory firm - (7/22/2005 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/3/2005 Terminated)Loading...
Contact information
Main Address
35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270-1767
Mailing Address
Phone number
(760) 324-4015
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 721 |
| AUM (Assets Under Management) | $ 163,386,599 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE KOCEN FINANCIAL GROUP, INC.
CRD#: 112129Rancho Mirage, CA 92270-1767TRUST BUT VERIFY
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