Nicholas A. Joseph

EVENING STAR ADVISORS

Mcgregor, TX

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CRD#: 7419173

Professional summary

Nicholas Austin Joseph, who also goes by Nicholas A. Joseph, Nick Joseph, is a registered financial advisor currently at EVENING STAR ADVISORS located in Mcgregor, Texas.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Nicholas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas A. Joseph | Nick Joseph

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2021-Present: Evening Star Fund LLC/Investment Related/McGregor, TX/Private Equity Fund/Fund Officer/Involves up to 50% time each month, including during traditional business hours.//(2) 2001-Present: Air National Guard/Not Investment Related/Springfield, OH/US Military/Senior Non-Commissioned Officer/Involves up to 100% time each month, including during traditional business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Austin Joseph's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2021 - Present

EVENING STAR ADVISORS

RIA

CRD#: 314669

Mcgregor, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2021

Uniform Investment Adviser Law Examination

Current Firm

EVENING STAR ADVISORS

EVENING STAR ADVISORS | EVENING STAR LLC

CRD#: 314669 / SEC#:

Texas

Registered Investment Advisory firm - (12/3/2021 Approved)

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Contact information

Main Address

Mcgregor, TX

Mailing Address

Phone number

(864) 230-1726

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
11/18/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas A. Joseph

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Austin Joseph's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVENING STAR ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2021

Current Firm

EVENING STAR ADVISORS

Contact information

Documents

Accountant surprise examination report

Red Flags

Company Information

EVENING STAR ADVISORS

TRUST BUT VERIFY

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