Ethan M. Kapsambelis

CUTTER FINANCIAL GROUP LLC

Falmouth, MA 02540

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CRD#: 7419032

Professional summary

Ethan M Kapsambelis, who also goes by Ethan Kapsambelis, is a registered financial advisor currently at CUTTER FINANCIAL GROUP LLC located in Falmouth, Massachusetts.

Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ethan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ethan Kapsambelis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Company: Lewis & Weldon Custom Cabinetry LLC. (Not Investment Related) Address: 111 Airport Rd. Hyannis, MA 02601 Nature: Custom Home Builder and Cabinetry Maker Position: "Inside Project Manager" Relationship: Work Closely with owner on development of a CRM system operating on smartsheet. Start Date: 8/05/2019 Hours per month: 35 Hours Devoted During Securities Trading Hours: 25 Duties: Work with owner of the company and other office staff to create/ implement a project management tool that increases efficiency in the company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan M Kapsambelis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2022 - Present

CUTTER FINANCIAL GROUP LLC

Office #1: 84 Davis Straits, Falmouth, MA 02540

RIA

CRD#: 290016

Falmouth, MA

Past

February 1, 2022 - February 22, 2022

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

Charlestown, MA

Past

August 31, 2021 - February 22, 2022

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

Charlestown, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CUTTER FINANCIAL GROUP LLC

CUTTER FINANCIAL GROUP LLC | SCHNEIDER WEALTH MANAGEMENT, LLC

CRD#: 290016 / SEC#: 801-111822

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/31/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/11/2021

Securities Industry Essentials Examination

Current Firm

CUTTER FINANCIAL GROUP LLC

CUTTER FINANCIAL GROUP LLC | SCHNEIDER WEALTH MANAGEMENT, LLC

CRD#: 290016 / SEC#: 801-111822

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

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Contact information

Main Address

84 Davis Straits, Falmouth, MA 02540

Mailing Address

Phone number

(508) 388-7175

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CUTTER FINANCIAL GROUP LLC DISCLOSURE BROCHURE AND WRAP BROCHURE (5/20/2025)

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 214,736,257

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ethan M. Kapsambelis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan M Kapsambelis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUTTER FINANCIAL GROUP LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

CUTTER FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2021

Series 7TO

Date: 8/31/2021

SIE

Date: 1/11/2021

Current Firm

CUTTER FINANCIAL GROUP LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CUTTER FINANCIAL GROUP LLC

TRUST BUT VERIFY

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