TG
Thomas J. Glenn
GLENN ASSET MANAGEMENT
Kenmore, NY
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CRD#: 7418708
TG
Professional summary
Thomas John Glenn is a registered financial advisor currently at GLENN ASSET MANAGEMENT located in Kenmore, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Thomas has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am a transmission rebuilder at Continental Transmission that is located at 120 Orchard Park Rd West Seneca, NY 14224. The business is not investment related. Continental Transmission is an automotive shop and my duties there are to take apart transmissions, clean them and reassemble them while replacing all of the defective parts. I have been with the company since 05/2000 and work approximately 160 hours a month. Even though many of these hours are during security trading hours I have full support of the management at Continental Transmission to take time from my job to address any investment issues that may arise. I am the owner of BUN Properties. The office of BUN Properties is located at 39 Hoover Ave Kenmore, NY 14217. BUN Properties looks for and operates rental units. I spend about 5 hours a month looking at properties. I started the business 07/2021.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas John Glenn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2021 - Present
GLENN ASSET MANAGEMENT
RIA
CRD#: 315731
Kenmore, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(10/14/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
GA
GLENN ASSET MANAGEMENT
GLENN ASSET MANAGEMENT | GLENN ASSET MANAGEMENT, LLC
CRD#: 315731 / SEC#:
New York
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Contact information
Main Address
Kenmore, NY
Mailing Address
Phone number
(716) 949-9529
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 2,400,000 |
Red Flags
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