Brandon A. Diaz

ENTELEVEST

Coral Gables, FL 33134

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CRD#: 7418281

Professional summary

Brandon Alexander Diaz, who also goes by Brandon Alexander Alexander, Brandon A Diaz, Brandon Diaz, is a registered financial advisor currently at ENTELEVEST, LLC located in Coral Gables, Florida.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brandon has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brandon Alexander Alexander | Brandon A Diaz | Brandon Diaz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBB Collectables, VP/Owner, 7104 Laurel Lane Miami Lakes Florida 33014, Aprox 20 hours per month.- DBA: Dergalis Associates - REALTY BENEFITS SERVICE, 1087 MOUNT EYRE ROAD, WASHINGTON CROSSING, PA. 18977, SALES ASSOCIATE, APPROX 4 HR/MO. - DERGALIS ASSOCIATES LLC, 210 LAKE DRIVE EAST, SUITE 310, CHERRY HILL, NJ 08002, SALES ASSOC. APPROX 4 HR./MO. -

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Alexander Diaz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2022 - Present

ENTELEVEST, LLC

Office #1: 121 Alhambra Plaza Suite 1209, Coral Gables, FL 33134

RIA

CRD#: 318115

Coral Gables, FL

Past

November 3, 2021 - November 18, 2022

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

MIAMI, FL

Past

September 27, 2021 - November 18, 2022

EQUITABLE ADVISORS, LLC

CRD#: 6627

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENTELEVEST, LLC

ENTELECHY WEALTH, LLC | ENTELEVEST, LLC

CRD#: 318115 / SEC#: 801-132186

RIA

Registered Investment Advisory firm - (3/18/2025 Approved)

Florida

Registered Investment Advisory firm - (4/28/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/25/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/25/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/21/2021

Securities Industry Essentials Examination

Current Firm

ENTELEVEST, LLC

ENTELECHY WEALTH, LLC | ENTELEVEST, LLC

CRD#: 318115 / SEC#: 801-132186

RIA

Registered Investment Advisory firm - (3/18/2025 Approved)

Florida

Registered Investment Advisory firm - (4/28/2025 Terminated)

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Contact information

Main Address

121 Alhambra Plaza Suite 1209, Coral Gables, FL 33134

Mailing Address

Phone number

(305) 390-4197

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENTELEVEST, LLC DISCLOSURE BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	248
AUM (Assets Under Management)	$ 110,255,841

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon A. Diaz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Alexander Diaz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTELEVEST, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ENTELEVEST, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/25/2021

Series 7TO

Date: 9/25/2021

SIE

Date: 8/21/2021

Current Firm

ENTELEVEST, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENTELEVEST, LLC

TRUST BUT VERIFY

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