Katherine E. Danielson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Elizabeth Danielson, who also goes by Katherine Danielson, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 2021. Katherine had worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2024 - May 27, 2025
MOODY CAPITAL SOLUTIONS, INC
August 2, 2022 - August 22, 2023
NOMURA SECURITIES INTERNATIONAL, INC.
October 1, 2021 - July 6, 2022
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 10/1/2021
Investment Banking Registered Representative ExaminationCurrent Firm
MOODY CAPITAL SOLUTIONS, INC
CRD#: 15989 / SEC#: , 8-32928
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
