KC
Kevin S. Crowder
Some features on this profile are disabled
CRD#: 7418159
KC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Scott Crowder was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2021. Kevin had worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KEVIN CROWDER, FREE-LANCE MUSICIAN POSITION: violinist NATURE: I am a classically trained concert violinist. I have performed solo, in small ensembles, (mostly the Fredericksburg String Quartet: 2001-present) and in the following orchestras: the Arkansas Symphony (not since 1987), the Lynchburg Symphony (not since 2012), the Rappahannock Pops Orchestra (~2001-present), the Northern Neck Orchestra (2019 - present), the St. George's Chamber Orchestra (~2014-2018). INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1983 ADDRESS: 3211 Cavalry Ridge Court, Fredericksburg VA 22408, United States DESCRIPTION: Playing the violin, rehearsing, performing. REBAMC D/B/A NORTHERN NECK POPCORN BAG POSITION: co-owner (49%), Registered Agent, Vice President NATURE: REBAMC is the legal corporate entity that does business as the Northern Neck Popcorn Bag, a family- owned, gourmet, hand-crafted, boutique popcorn retail establishment with three physical stores (Kilmarnock, Gloucester, and Warsaw Virginia) a production facility in Fredericksburg, Virginia, an active online store, and an active social media presence. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2016 ADDRESS: 3211 Cavalry Ridge Court, Fredericksburg VA 22408, United States DESCRIPTION: I have a financial stake in the company. I provide advice and consent on strategic initiatives. Occasionally (like twice/year) I participate in community benefits (handing out free popcorn to Trick-or-Treaters at Halloween), or working a weekend sales event.Mostly, my wife and her son direct and run operations. NEW FREEDOM CLINIC POSITION: Board Member NATURE: The New Freedom Clinic exists to provide affordable and accessible medical interventions that interrupt the physical effects of opioids and break the cycle of addiction. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 10504 Ni River Dirve, Spotsylvania VA 22554, United States DESCRIPTION: Attend bi-monthly Board meetings . . . to implement organizational procedures, develop funding streams, and create community awareness about addiction and treatment options available in the community. BEULAH BAPTIST CHURCH, INTERIM PASTOR POSITION: Interim Pastor NATURE: I have served as the Interim Pastor of Beulah Baptist Church since January, 2020.Beulah is affiliated with the Baptist General Association of Virginia and the Southern Baptist Convention. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 4 START DATE: 01/05/2020 ADDRESS: 130 Beulah Lane, Warsaw VA 22572, United States DESCRIPTION: Church leadershipPreachingTeachingModerator of Business meetingsPastoral Care and Counseling
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 26, 2021 - August 8, 2022
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Fredericksburg, VA
Past
October 25, 2021 - August 8, 2022
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Fredericksburg, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/25/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
