EL
Ellis N. Liddell
ELE ADVISORY SERVICES,
Marietta, GA
Some features on this profile are disabled
CRD#: 7417684
EL
Professional summary
Ellis Nurogar Liddell is a registered financial advisor currently at ELE ADVISORY SERVICES, INC located in Marietta, Georgia and ELE WEALTH SOLUTIONS, INC. located in Southfield, Michigan.
Ellis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Ellis has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Wealth Builder Program Builder Director and Insurance Agent, ELE Wealth Management, Inc. Located at 18700 W 10 Mile Road, Suite 100, Southfield, MI 48075. Duties: Insurance sales, started: 03/01/2017 (120 hours/month): 2. Investment Advisor Representative, ELE Advisory Services, Inc. Located at 18700 W Ten Mile Rd, Suite #100 Southfield MI 48075. Provides investment advice, started 07/2021 (40 Hours/Month). 3. ELE Mortgage Services, Inc. Located at 18700 W Ten Mile Rd, Suite #100 Southfield MI 48075. Performs administrative tasks associated with a mortgage broker, started 03/2022 (10 Hours/Month).
CRS (Client Relationship Summary) - RIA
Click below to view Ellis Nurogar Liddell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2021 - Present
ELE ADVISORY SERVICES, INC
RIA
CRD#: 148228
Marietta, GA
Current
December 11, 2021 - Present
ELE WEALTH SOLUTIONS, INC.
Office #1: 18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075BD
CRD#: 38931
Southfield, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
ELE ADVISORY SERVICES, INC
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
CRD#: 148228 / SEC#: 801-117442
RIA
Registered Investment Advisory firm - (2/10/2020 Approved)Alabama
Registered Investment Advisory firm - (2/21/2020 Terminated)California
Registered Investment Advisory firm - (3/22/2020 Terminated)Florida
Registered Investment Advisory firm - (2/21/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/27/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2020 Terminated)Michigan
Registered Investment Advisory firm - (2/24/2020 Terminated)Mississippi
Registered Investment Advisory firm - (2/21/2020 Terminated)Tennessee
Registered Investment Advisory firm - (2/26/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Utah
Registered Investment Advisory firm - (2/24/2020 Terminated)Virginia
Registered Investment Advisory firm - (2/21/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Georgia(8/23/2021)
RR
Georgia(1/10/2022)
IAR
Louisiana(8/1/2023)
IAR
Michigan(8/13/2021)
RR
Michigan(1/10/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/11/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
ELE ADVISORY SERVICES, INC
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
CRD#: 148228 / SEC#: 801-117442
RIA
Registered Investment Advisory firm - (2/10/2020 Approved)Alabama
Registered Investment Advisory firm - (2/21/2020 Terminated)California
Registered Investment Advisory firm - (3/22/2020 Terminated)Florida
Registered Investment Advisory firm - (2/21/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/27/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2020 Terminated)Michigan
Registered Investment Advisory firm - (2/24/2020 Terminated)Mississippi
Registered Investment Advisory firm - (2/21/2020 Terminated)Tennessee
Registered Investment Advisory firm - (2/26/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Utah
Registered Investment Advisory firm - (2/24/2020 Terminated)Virginia
Registered Investment Advisory firm - (2/21/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18700 W. 10 Mile Road Suite 100, Southfield, MI 48075
Mailing Address
Phone number
(248) 356-6555
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,401 |
| AUM (Assets Under Management) | $ 125,500,125 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
