AT
Ashley M. Tucker
COMPASS FINANCIAL GROUP
Sioux Falls, SD 57106
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CRD#: 7416907
AT
Professional summary
Ashley Maria Tucker, who also goes by Ashley Maria Reiter, Ashley Reiter, is a registered financial advisor currently at COMPASS FINANCIAL GROUP, INC located in Sioux Falls, South Dakota.
Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ashley has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ashley Maria Reiter | Ashley Reiter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ashley Maria Tucker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2021 - Present
COMPASS FINANCIAL GROUP, INC
Office #1: 4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106RIA
CRD#: 157109
Sioux Falls, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMPASS FINANCIAL GROUP, INC
COMPASS FINANCIAL GROUP | REGIONAL SERVICES COMPANY | COMPASS FINANCIAL, INC | COMPASS FINANCIAL GROUP, INC
CRD#: 157109 / SEC#: 801-76392
RIA
Registered Investment Advisory firm - (4/24/2012 Approved)Iowa
Registered Investment Advisory firm - (6/10/2013 Terminated)Louisiana
Registered Investment Advisory firm - (6/12/2013 Terminated)Minnesota
Registered Investment Advisory firm - (6/10/2013 Terminated)South Dakota
Registered Investment Advisory firm - (6/10/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Dakota(8/3/2021)
Current Firm
CF
COMPASS FINANCIAL GROUP, INC
COMPASS FINANCIAL GROUP | REGIONAL SERVICES COMPANY | COMPASS FINANCIAL, INC | COMPASS FINANCIAL GROUP, INC
CRD#: 157109 / SEC#: 801-76392
RIA
Registered Investment Advisory firm - (4/24/2012 Approved)Iowa
Registered Investment Advisory firm - (6/10/2013 Terminated)Louisiana
Registered Investment Advisory firm - (6/12/2013 Terminated)Minnesota
Registered Investment Advisory firm - (6/10/2013 Terminated)South Dakota
Registered Investment Advisory firm - (6/10/2013 Terminated)PREMIUM
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Contact information
Main Address
4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106
Mailing Address
Phone number
(605) 338-7150
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,015 |
| AUM (Assets Under Management) | $ 1,225,296,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COMPASS FINANCIAL GROUP, INC
CRD#: 157109Sioux Falls, SD 57106TRUST BUT VERIFY
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