SL
Samuel J. Lewis
SJL FINANCIAL LLC
Wilmington, DE
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CRD#: 7416897
SL
Professional summary
Samuel J Lewis is a registered financial advisor currently at SJL FINANCIAL LLC located in Wilmington, Delaware.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Samuel has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Delaware Air National Guard Investment-related: No Address of the other business: Nature of the other business: Active Guard Reserve Title, or relationship with the other business: Recruiting Superintendent Start date of your relationship: 02/2012 Approximate number of hours/month you devote to the other business: 30-40 hours per week Number of hours you devote to the other business during securities trading hours: 16.5-22 hours per week Duties relating to the other business: Manage the Recruiting and Retention team for Delaware Air National Guard
CRS (Client Relationship Summary) - RIA
Click below to view Samuel J Lewis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2021 - Present
SJL FINANCIAL LLC
RIA
CRD#: 315477
Wilmington, DE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(12/1/2021)
IAR
Texas(12/4/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
SF
SJL FINANCIAL LLC
SJL FINANCIAL LLC | SJL FINANCIAL, LLC
CRD#: 315477 / SEC#:
Delaware
Registered Investment Advisory firm - (12/1/2021 Approved)Texas
Registered Investment Advisory firm - (11/20/2023 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Wilmington, DE
Mailing Address
Phone number
(302) 827-7526
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
