JR
Jimmy Rodriguez Quiroz
ARVEST WEALTH MANAGEMENT
TULSA, OK 74146
Some features on this profile are disabled
CRD#: 7416723
JR
Professional summary
Jimmy Rodriguez Quiroz, who also goes by Jimmy Rodriguez, is a registered financial advisor currently at ARVEST WEALTH MANAGEMENT located in Tulsa, Oklahoma.
Jimmy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jimmy has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jimmy Rodriguez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Tulsa Area United Way; Not Investment Related; 1430 S Boulder Avenue, Tulsa, OK; Application review for future funding; Community Investment Panel Member; Began 2021; Approx 5 Hours/Month; 0 Hours during Trading Hours; Take part in discussing applications from Non-profit partners for funding, Review P&L Reports, Special Fund requests, etc. 2) Morton Comprehensive Health Services; Not Investment Related; 1334 N Lansing Ave, Tulsa Ok 74106; To provide quality-focused, cost-effective, and family-based health services with dignity and respect to all people without regard to finances, culture or lifestyle and to provide information and support to promote participation in health care decisions.; Board of Directors Member; Began 2021; Approx 3-5 Hours/Month; 0 Hours During Trading Hours; Working member of at least one sub-committee and participates in at least one volunteer activity annually 3) Tulsa Global District; Not Investment Related; 11740 E 21st Street, Tulsa, OK 74129; Urban Main Street community focuses on revitalization of the area at 21st and Garnett; Board of Directors Member; Began: 8/3/2022; Approx 3-5 Hours/Month; 0 Hours during Trading Hours; Working member of at least one committee and participate in at least two volunteer activities annually 4) Tulsa Honors Academy; Not business-related; 1421 S Sheridan Rd, Tulsa, OK 74112; Community Service; Board Member; Began 9/19/2023; 2-3hrs/Montly, 0 during trading/business hours; Participate in meetings, share opinions, serve on committees, and ensure the organization complies with legal and ethical standards set by the state for charter schools. 5) Melting Moments Candle Co; Not Investment Related; 11702 E 63rd Street, Broken Arrow, OK 74012; Scented candles and wax melts craft business; Owner; Began 2/7/2024; 40/month, 0 during trading hours; crafting candles, ordering inventory and fragrance oils. Pouring and mixing. 6) Essilor Luxottica; Not Investment Related; Woodland Hills Mall in Tulsa OK; Customer service and Lab work; Eye Wear Consultant; Began: 1/28/2024; 80/month, 0 during trading hours; sell, repair glasses, make lenses in lab 7) Apple Inc; Not Investment Related; 7021 S Memorial Drive, Tulsa OK 74137; Sales; Temp/Part Time Associate; Began: 7/20/2024; 20/month, 0 during trading hours; product specialist, sales floor selling iPhones, iPads, MacBooks and accessories.
CRS (Client Relationship Summary) - RIA
Click below to view Jimmy Rodriguez Quiroz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jimmy Rodriguez Quiroz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 10, 2021 - Present
ARVEST WEALTH MANAGEMENT
Office #1: 4301 S. Garnett, Tulsa, OK 74146RIA
BD
CRD#: 42057
TULSA, OK
Current
August 20, 2021 - Present
ARVEST WEALTH MANAGEMENT
Office #1: 4301 S. Garnett, Tulsa, OK 74146RIA
BD
CRD#: 42057
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARVEST WEALTH MANAGEMENT
ARVEST ASSET MANAGEMENT | ARVEST WEALTH MANAGEMENT | ARVEST INVESTMENTS, INC.
CRD#: 42057 / SEC#: 801-63738, 8-49677
RIA
Registered Investment Advisory firm - SEC (1/3/2005 Approved)Arkansas
Registered Investment Advisory firm - SEC (1/4/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/7/2005 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/4/2022)
RR
Oklahoma(12/10/2021)
IAR
Oklahoma(12/10/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/20/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARVEST WEALTH MANAGEMENT
ARVEST ASSET MANAGEMENT | ARVEST WEALTH MANAGEMENT | ARVEST INVESTMENTS, INC.
CRD#: 42057 / SEC#: 801-63738, 8-49677
RIA
Registered Investment Advisory firm - SEC (1/3/2005 Approved)Arkansas
Registered Investment Advisory firm - SEC (1/4/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/7/2005 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
913 W Monroe Avenue, Lowell, AR 72745
Mailing Address
Po Box 1515, Lowell, AR 72745
Phone number
(888) 916-2121
Established
Arkansas since 07/11/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
232
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARVEST BANK | OWNER | |
| BREWER, GRETCHEN DAPHYNE | FINANCIAL AND OPERATIONAL PRINCIPAL AND PRINCIPAL FINANCIAL OFFICER | 5089523 |
| CAIN, KENDRA BRADFORD | CHIEF COMPLIANCE OFFICER | 4580246 |
| CAIN, KENDRA BRADFORD | DIRECTOR | 4580246 |
| COTTRELL, ASA ANDERSON | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | 2151839 |
| CRAIN, BRADLEY JEAN | DIRECTOR | 5203394 |
| DERRYBERRY, DEE GARRISON | DIRECTOR | 4013705 |
| DERRYBERRY, DEE GARRISON | COO | 4013705 |
| HAYS, KIRK JODELL | DIRECTOR | 8156910 |
| JAMES, CARA CLUGSTON | DIRECTOR | 7249296 |
| LIPSCOMB, TABITHA HUBBS | DIRECTOR | 4347525 |
| MACHEN, JAMES MATTHEW | DIRECTOR | 4882241 |
| MORBECK, AMY MARIE | DIRECTOR | 7972656 |
| PAYNE, KARLA | DIRECTOR | 4725253 |
| PERRON, JOHN ARLEIGH | ARVEST1 MANAGER / MANAGER OF CLIENT SERVICES, MUNICIPAL PRINCIPAL | 3159317 |
| PERRON, JOHN ARLEIGH | PRIVATE SECURITIES OFFERINGS PRINCIPAL | 3159317 |
| PERRON, JOHN ARLEIGH | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | 3159317 |
| PERRON, JOHN ARLEIGH | PRINCIPAL OPERATIONS OFFICER | 3159317 |
| ROGERS, DONNY RAY JR | PRESIDENT INVESTMENT SERVICES, SECRETARY OF BOARD, DIRECTOR | 2602108 |
| ROOKER, BARRY CHRISTOPHER | SENIOR DIRECTOR OF SALES/DIRECTOR | 3262999 |
| SABIN, KENNETH KEVIN | DIRECTOR | 5947088 |
| SHEPARD, RODNEY LEMAN | DIRECTOR | 7884866 |
| SMITH, BRIAN ANDREW | DIRECTOR, EXECUTIVE VICE PRESIDENT, SENIOR DIRECTOR OF SALES, DIRECTOR OF RETIREMENT PLAN CONSULTING | 2888485 |
Regulatory assets under management
| Total Number of Accounts | 7,800 |
| AUM (Assets Under Management) | $ 2,824,855,462 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 01/13/2025 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARVEST WEALTH MANAGEMENT
CRD#: 42057Tulsa, OK 74146TRUST BUT VERIFY
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