JL
Juan J. Lopez Quinones
BULLTICK WEALTH MANAGEMENT
Miami, FL 33131
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CRD#: 7415926
JL
Professional summary
Juan Jose Lopez Quinones is a registered financial advisor currently at BULLTICK WEALTH MANAGEMENT, LLC located in Miami, Florida and BULLTICK, LLC located in Miami, Florida.
Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Juan has worked at 2 firms and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I have a participation in a mexican company named 3D Estate which since 2017 has no activities, no revenue, no employees and I have no day to day involvement in any activity related to this. I am in the process of liquidating and closing the vechicle, but have no involvment, since there is no active business.
CRS (Client Relationship Summary) - RIA
Click below to view Juan Jose Lopez Quinones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2021 - Present
BULLTICK WEALTH MANAGEMENT, LLC
Office #1: 333 Se 2nd Ave Suite 3950, Miami, FL 33131RIA
CRD#: 141588
Miami, FL
Current
November 5, 2021 - Present
BULLTICK, LLC
Office #1: 333 Se 2nd Ave. Ste 3950, Miami, FL 33131BD
CRD#: 104005
Miami, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BULLTICK WEALTH MANAGEMENT, LLC
BULLTICK WEALTH MANAGEMENT, LLC | PROGRESS ADVISORS, LLC
CRD#: 141588 / SEC#: 801-69169
RIA
Registered Investment Advisory firm - (5/27/2008 Approved)California
Registered Investment Advisory firm - (5/29/2008 Terminated)Florida
Registered Investment Advisory firm - (5/29/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(9/8/2021)
RR
Florida(10/31/2022)
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 11/5/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
BW
BULLTICK WEALTH MANAGEMENT, LLC
BULLTICK WEALTH MANAGEMENT, LLC | PROGRESS ADVISORS, LLC
CRD#: 141588 / SEC#: 801-69169
RIA
Registered Investment Advisory firm - (5/27/2008 Approved)California
Registered Investment Advisory firm - (5/29/2008 Terminated)Florida
Registered Investment Advisory firm - (5/29/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
333 Se 2nd Ave Suite 3950, Miami, FL 33131
Mailing Address
Phone number
(305) 533-1541
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 388 |
| AUM (Assets Under Management) | $ 1,676,677,683 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BULLTICK WEALTH MANAGEMENT, LLC
CRD#: 141588Miami, FL 33131TRUST BUT VERIFY
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