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LD

Liam M. Dougherty

WEMATCH.LIVE LLC
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 7415891
LD

Professional summary


Liam Martin Dougherty, who also goes by Liam Dougherty, is a registered financial professional currently at WEMATCH.LIVE LLC located in New York, New York.

Liam is registered as a RR (Registered Representative) and started their career in finance in 2021. Liam has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Liam Dougherty

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Liam Martin Dougherty's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 16, 2025 - Present

WEMATCH.LIVE LLC

Office #1: 75 Broad Street Suite 640, New York, NY 10004
BD
CRD#: 322944
NEW YORK, NY
Past

January 23, 2023 - May 1, 2025

AUTOMATED EQUITY FINANCE MARKETS, INC.

BD
CRD#: 147941
NEW YORK, NY
Past

January 17, 2023 - May 1, 2025

EQUILEND

BD
CRD#: 119107
NEW YORK, NY
Past

September 10, 2021 - December 5, 2022

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/20/2025)
RR
Connecticut
(5/20/2025)
RR
Delaware
(5/20/2025)
RR
Florida
(5/20/2025)
RR
Illinois
(5/20/2025)
RR
Maryland
(5/20/2025)
RR
Massachusetts
(5/20/2025)
RR
Michigan
(5/20/2025)
RR
Minnesota
(5/20/2025)
RR
New Jersey
(5/16/2025)
RR
New York
(5/16/2025)
RR
North Carolina
(5/20/2025)
RR
Ohio
(5/20/2025)
RR
Pennsylvania
(5/20/2025)
RR
Texas
(5/20/2025)
RR
Washington
(5/20/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 9/24/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/10/2021
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/17/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


WL
WEMATCH.LIVE LLC
WEMATCH.LIVE LLC

CRD#: 322944 / SEC#: , 8-71007

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
75 Broad Street Suite 640, New York, NY 10004
Mailing Address
75 Broad Street Suite 640, New York, NY 10004
Phone number
(646) 389-8197
Established
Delaware since 07/01/2022
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
WEMATCH.SUPPORT US INC.SOLE SHAREHOLDER
CHALEFF, GLENN MATTHEWCHIEF COMPLIANCE OFFICER4014721
HENDERSON, STUART ROBERTPRINCIPAL FINANCIAL OFFICER/FINOP1121476
HOCHSTADTER, EDWARD R JR.CHIEF EXECUTIVE OFFICER3147648

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEMATCH.LIVE LLC

CRD#: 322944New York, NY 10004

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