Srivatsan Balakrishnan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Srivatsan Balakrishnan was a registered financial professional .
Srivatsan is a previously registered financial professional and started their career in finance in 2021. Srivatsan had worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2021 - April 26, 2024
CUTLER GROUP, LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 11/30/2021
Securities Trader ExamCurrent Firm
CUTLER GROUP, LLC
CRD#: 31730 / SEC#: , 8-42415
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 27 |
| Arbitration | 1 |
Red Flags
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