CS
Caroline Saeli
LOOMIS SAYLES DISTRIBUTORS, L.P.
Boston, MA 02111
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CRD#: 7415693
CS
Professional summary
Caroline Saeli is a registered financial professional currently at LOOMIS SAYLES DISTRIBUTORS, L.P. located in Boston, Massachusetts.
Caroline is registered as a RR (Registered Representative) and started their career in finance in 2021. Caroline has worked at 2 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Caroline Saeli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 2025 - Present
LOOMIS SAYLES DISTRIBUTORS, L.P.
Office #1: One Financial Center, Boston, MA 02111BD
CRD#: 41795
Boston, MA
Past
September 17, 2021 - July 31, 2025
NATIXIS DISTRIBUTION, LLC
BD
CRD#: 34754
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/9/2025)
RR
Alaska(10/9/2025)
RR
Arizona(10/9/2025)
RR
Arkansas(10/9/2025)
RR
California(10/9/2025)
RR
Colorado(10/9/2025)
RR
Connecticut(10/9/2025)
RR
Delaware(10/9/2025)
RR
District of Columbia(10/9/2025)
RR
Florida(10/9/2025)
RR
Georgia(10/9/2025)
RR
Hawaii(10/9/2025)
RR
Idaho(10/9/2025)
RR
Illinois(10/9/2025)
RR
Indiana(10/9/2025)
RR
Iowa(10/9/2025)
RR
Kansas(10/9/2025)
RR
Kentucky(10/9/2025)
RR
Louisiana(10/9/2025)
RR
Maine(10/9/2025)
RR
Maryland(10/9/2025)
RR
Massachusetts(10/9/2025)
RR
Michigan(10/9/2025)
RR
Minnesota(10/9/2025)
RR
Mississippi(10/9/2025)
RR
Missouri(10/9/2025)
RR
Montana(10/9/2025)
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Nebraska(10/9/2025)
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Nevada(10/9/2025)
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New Hampshire(10/9/2025)
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New Jersey(10/9/2025)
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New Mexico(10/9/2025)
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New York(10/9/2025)
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North Carolina(10/9/2025)
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North Dakota(10/9/2025)
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Ohio(10/10/2025)
RR
Oklahoma(10/9/2025)
RR
Oregon(10/9/2025)
RR
Pennsylvania(10/9/2025)
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Puerto Rico(10/9/2025)
RR
Rhode Island(10/9/2025)
RR
South Carolina(10/9/2025)
RR
South Dakota(10/9/2025)
RR
Tennessee(10/9/2025)
RR
Texas(10/9/2025)
RR
Utah(10/9/2025)
RR
Vermont(10/9/2025)
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Virginia(10/9/2025)
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Washington(10/9/2025)
RR
West Virginia(10/9/2025)
RR
Wisconsin(10/9/2025)
RR
Wyoming(10/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/30/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 9/17/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LOOMIS SAYLES DISTRIBUTORS, L.P.
LOOMIS SAYLES DISTRIBUTORS, L.P.
CRD#: 41795 / SEC#: , 8-49575
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Financial Center, Boston, MA 02111
Mailing Address
One Financial Center, Boston, MA 02111-2620
Phone number
(617) 482-2450
Established
Delaware since 07/25/1996
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOOMIS SAYLES & COMPANY, L.P. | LIMITED PARTNER OF REGISTRANT AND 100% OWNER OF GENERAL PARTNER | |
| KLOCEK, JOHN FRANCIS | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 6256015 |
| LEGER, MAURICE PAUL | PRESIDENT | 4575004 |
| LOOMIS SAYLES DISTRIBUTORS, INC. | SOLE GENERAL PARTNER | |
| MCCARTHY, MARY | VP, SECRETARY | |
| O'CONNOR, OLGA A. | VICE PRESIDENT, TREASURER, PRINCIPAL FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL | 7436902 |
Red Flags
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Company Information
LOOMIS SAYLES DISTRIBUTORS, L.P.
CRD#: 41795Boston, MA 02111TRUST BUT VERIFY
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