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Giovanni Cuarez
TACTIVE ADVISORS
Los Angeles, CA
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CRD#: 7415627
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Professional summary
Giovanni Cuarez is a registered financial advisor currently at TACTIVE ADVISORS, LLC located in Los Angeles, California.
Giovanni is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Giovanni has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Giovanni Cuarez dba Taxes By Gio; Tax Practitioner/preparer; Investment related: No; 2041 N New Hampshire Ave. Los Angeles California 90027 United States; Tax preparation service for individuals and small business owners.; Duties: Prepare income tax returns for individuals and small business owners.; 2009-01-01;Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 10; Giovanni Cuarez Mortgage Loan Originator; Mortgage Loan Originator; Investment related: No; 2041 N New Hampshire Ave. Los Angeles California 90027 United States; Duties: Seek mortgage loans for homebuyers and refinance.; 2022-04-01;Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 1; CMS Insurance Agency LLC; Insurance Broker & Agent; Investment related: No; 410 Sovereign Court, Suite 14 Manchester Missouri 63011 United States; Property and Casualty Insurance Brokerage; Duties: Sell Annuities, Life, Health and business insurance to individuals and small business owners and entertainment production companies.; 2021-07-01; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 5;
CRS (Client Relationship Summary) - RIA
Click below to view Giovanni Cuarez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2021 - Present
TACTIVE ADVISORS, LLC
RIA
CRD#: 309311
Los Angeles, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TACTIVE ADVISORS, LLC
LCM CAPITAL ADVISORS | TACTIVE WEALTH, INC | TACTIVE ADVISORS, LLC | TACTIVE | STRATEGY MARKETPLACE LLC | ROTH STREET FINANCIAL
CRD#: 309311 / SEC#: 801-119680
RIA
Registered Investment Advisory firm - (10/23/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/25/2021)
IAR
Texas(7/25/2021)
Current Firm
TA
TACTIVE ADVISORS, LLC
LCM CAPITAL ADVISORS | TACTIVE WEALTH, INC | TACTIVE ADVISORS, LLC | TACTIVE | STRATEGY MARKETPLACE LLC | ROTH STREET FINANCIAL
CRD#: 309311 / SEC#: 801-119680
RIA
Registered Investment Advisory firm - (10/23/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1990 Main Street Suite 750, Sarasota, FL 34236
Mailing Address
Phone number
(855) 282-2848
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,671 |
| AUM (Assets Under Management) | $ 456,874,649 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
