Molly M. Wagner

ASSEMBLY WEALTH

Mill Valley, CA 94941

Some features on this profile are disabled

CRD#: 7415574

Professional summary

Molly Mallindine Wagner is a registered financial advisor currently at ASSEMBLY WEALTH located in Mill Valley, California.

Molly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Molly has worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Molly Mallindine Wagner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2022 - Present

ASSEMBLY WEALTH

Office #1: 319 Miller Avenue, Mill Valley, CA 94941

RIA

CRD#: 108834

Mill Valley, CA

Past

November 19, 2021 - May 13, 2022

NORTHWEST ASSET MANAGEMENT

RIA

CRD#: 147923

Seattle, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSEMBLY WEALTH

ASSEMBLY WEALTH | WRAPMANAGER INC

CRD#: 108834 / SEC#: 801-57629

RIA

Registered Investment Advisory firm - (5/26/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/8/2020

Securities Industry Essentials Examination

Current Firm

ASSEMBLY WEALTH

ASSEMBLY WEALTH | WRAPMANAGER INC

CRD#: 108834 / SEC#: 801-57629

RIA

Registered Investment Advisory firm - (5/26/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

319 Miller Avenue, Mill Valley, CA 94941

Mailing Address

Phone number

(415) 541-7774

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAPMANAGER BROCHURE ADV PART2A (3/27/2025)

WRAPMANAGER WRAP FEE PROGRAM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	568
AUM (Assets Under Management)	$ 432,943,158

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Molly M. Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Molly Mallindine Wagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSEMBLY WEALTH

NORTHWEST ASSET MANAGEMENT

Primary Firm SEC Registration

ASSEMBLY WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2021

SIE

Date: 7/8/2020

Current Firm

ASSEMBLY WEALTH

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSEMBLY WEALTH

TRUST BUT VERIFY

Similar Advisors