Matthew J. Wagner
Professional summary
Matthew John Wagner, who also goes by Matthew Wagner, is a registered financial professional currently at SIMPLEX TRADING, LLC located in Chicago, Illinois.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2021. Matthew has worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew John Wagner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2021 - Present
SIMPLEX TRADING, LLC
Office #1: 230 S. Lasalle Street Suite 08-500, Chicago, IL 60604State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 8/9/2021
Securities Trader ExamBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
SIMPLEX TRADING, LLC
CRD#: 153585 / SEC#: , 8-68556
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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