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CG

Carl W. Grubb

UWHARRIE INVESTMENT ADVISORS
Albemarle, NC 28001
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CRD#: 7415316
CG

Professional summary


Carl Webster Grubb IV, who also goes by Carl Webster Grubb, Web Grubb, is a registered financial advisor currently at UWHARRIE INVESTMENT ADVISORS, INC. located in Albemarle, North Carolina and PRIVATE CLIENT SERVICES, LLC located in Asheboro, North Carolina.

Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Carl has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Carl Webster Grubb | Web Grubb

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Uwharrie Investment Advisors. 132 North First Street, Albemarle, NC 28001. Registered Investment Advisory business. Financial Advisor. Meeting with clients and servicing accounts. 160 hrs/mo;160 during trading hrs. 2) The Cason Group. 6404 Bannington Rd, Charlotte, NC 28226. The Cason Group is an insurance agency specializing in life, disability and long-term care solutions. As a licensed insurance agent, I contract with the Cason Group to be a life, disability and long-term care insurance producer. 10 hrs/mo; 10 during trading hrs. 3) Carl & Linda Grubb Family YMCA. 609 Trindale Rd, Archdale, NC 27263. Non-profit organization specializing in fitness, youth sports and programs, and community building. I serve as President of the Board of Directors and also represent this YMCA on the B.O.D. for the association of the Y's it is a part of. 10 hrs/mo/ 5 during trading hrs. Not Invesment related.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Carl Webster Grubb IV's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 14, 2022 - Present

UWHARRIE INVESTMENT ADVISORS, INC.

Office #1: 132 North First Street, Albemarle, NC 28001
RIA
CRD#: 117592
Albemarle, NC
Current

October 29, 2021 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 222 Sunset Avenue Suite 107, Asheboro, NC 27203Office #2: 132 N. First St, Albemarle, NC 28001
RIA
BD
CRD#: 120222
Asheboro, NC

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UI
UWHARRIE INVESTMENT ADVISORS, INC.
STRATEGIC INVESTMENT ADVISORS, INC. | UWHARRIE INVESTMENT ADVISORS, INC. | UWHARRE INVESTMENT ADVISORS, INC.

CRD#: 117592 / SEC#: 801-63767

RIA
Registered Investment Advisory firm - (1/3/2005 Approved)
North Carolina
Registered Investment Advisory firm - (2/2/2005 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(11/5/2025)
IAR
North Carolina
(1/14/2022)
RR
North Carolina
(2/1/2022)
RR
South Carolina
(2/1/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/7/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/29/2021
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


UI
UWHARRIE INVESTMENT ADVISORS, INC.
STRATEGIC INVESTMENT ADVISORS, INC. | UWHARRIE INVESTMENT ADVISORS, INC. | UWHARRE INVESTMENT ADVISORS, INC.

CRD#: 117592 / SEC#: 801-63767

RIA
Registered Investment Advisory firm - (1/3/2005 Approved)
North Carolina
Registered Investment Advisory firm - (2/2/2005 Terminated)
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Contact information


Main Address
132 North First Street, Albemarle, NC 28001
Mailing Address
P.o. Box 1517, Albemarle, NC 28002
Phone number
(704) 983-5959
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (3 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A WRAP BROCHURE (4/23/2025)

Regulatory assets under management


Total Number of Accounts811
AUM (Assets Under Management)$ 278,247,352

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


UWHARRIE INVESTMENT ADVISORS, INC.

CRD#: 117592Albemarle, NC 28001

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