Brian S. Allen

MIO PARTNERS

Atlanta, GA 30328

Some features on this profile are disabled

CRD#: 7414841

Professional summary

Brian Shane Allen II, who also goes by Brian Shane Allen, is a registered financial advisor currently at MIO PARTNERS, INC. located in Atlanta, Georgia.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brian has worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Shane Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

A 1099 contractor, helping to assemble tennis leagues in the Athens, GA area for UTR Sports (www.utrsports.net), headquartered in Palo Alto, CA. This is not investment related. Started in April 2023 Typical time spent is one hour per week, not during normal business hours. Duties include communicating with potential players, implementing the rules, and matching opponents for players, plus scheduling.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Shane Allen II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2025 - Present

MIO PARTNERS, INC.

Office #1: Mio Partners, Inc. C/o Industrious 1 Concourse Pkwy, Suite 800, Atlanta, GA 30328

RIA

CRD#: 108637

Atlanta, GA

Past

July 23, 2021 - September 23, 2025

CANNON FINANCIAL STRATEGISTS, INC.

RIA

CRD#: 133509

ATHENS, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIO PARTNERS, INC.

MIO PARTNERS, INC. | PAUL HARRIS MANAGEMENT INC.

CRD#: 108637 / SEC#: 801-41495

RIA

Registered Investment Advisory firm - (6/10/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 2/23/2021

Securities Industry Essentials Examination

Current Firm

MIO PARTNERS, INC.

MIO PARTNERS, INC. | PAUL HARRIS MANAGEMENT INC.

CRD#: 108637 / SEC#: 801-41495

RIA

Registered Investment Advisory firm - (6/10/1992 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

630 Fifth Avenue 37th Floor, New York, NY, 10111

Mailing Address

Phone number

(212) 203-4000

Established

Firm type

Fiscal year end

# of Employees

260

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 44,925,740,346

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/26/2023	Cover Page	Report
04/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian S. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Shane Allen II's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIO PARTNERS, INC.

CANNON FINANCIAL STRATEGISTS, INC.

Primary Firm SEC Registration

MIO PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2021

SIE

Date: 2/23/2021

Current Firm

MIO PARTNERS, INC.

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MIO PARTNERS, INC.

TRUST BUT VERIFY

Similar Advisors