David M. Duttenhofer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Mclain Duttenhofer was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1972. David had worked at 9 firms and has passed the Series 63, Series 000, Series 1, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2018 - January 19, 2023
OAK STREET ADVISORY GROUP, LLC
December 3, 1990 - October 29, 2004
J K R & COMPANY, INC.
November 13, 1990 - April 29, 1991
KINETIC CAPITAL INC
May 19, 1987 - November 20, 1990
MONACO SECURITIES, INC.
February 19, 1981 - June 2, 1987
YOUNG, SMITH & PEACOCK, INC.
March 22, 1979 - February 27, 1981
JEFFERIES EXECUTION SERVICES, INC.
August 2, 1978 - April 10, 1979
MORGAN STANLEY DW INC.
July 18, 1974 - September 1, 1978
JEFFERIES EXECUTION SERVICES, INC.
August 27, 1973 - September 9, 1974
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
July 6, 1972 - November 15, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 6/26/1972
General Securities Principal ExaminationSeries 1
Date: 6/26/1972
Registered Representative ExaminationCurrent Firm
OAK STREET ADVISORY GROUP, LLC
CRD#: 283444 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 190 |
| AUM (Assets Under Management) | $ 66,000,000 |
Red Flags
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