Alfonso A. Perez

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CRD#: 7414230

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alfonso Alexander Perez was a registered financial professional .

Alfonso is a previously registered financial professional and started their career in finance in 2021. Alfonso had worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

See location, duration, and other details above for Grow Clean USA and Infinite Concepts. Grow Clean USA is a farmland real estate business which owns and leases USA farmland. Grow Clean USA is not investment related. I devote approximately 5-10 hours per month outside of securities trading hours. Infinite Concepts Incorporated is a technology and strategy consulting business. Infinite Concepts Incorporated is not investment related. I devote approximately 5-10 hours per month outside of securities trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 31, 2021 - April 15, 2022

ILA CAPITAL

RIA

CRD#: 282368

WHITE PLAINS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/19/2021

Securities Industry Essentials Examination

Current Firm

ILA CAPITAL

ILA CAPITAL | INTELLIGENT LENDING ADVISERS, LLC | INTELLIGENT LENDING ADVISERS

CRD#: 282368 / SEC#: 802-125708

RIA

Registered Investment Advisory firm - (4/15/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1 Boston Place 26th Floor, Boston, MA 02108

Mailing Address

Phone number

(203) 430-9010

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTELLIGENT LENDING ADVISERS (3/24/2022)

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Active	4/20/2022
Massachusetts	ERA - Active	4/20/2022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alfonso A. Perez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ILA CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2021

SIE

Date: 8/19/2021

Current Firm

ILA CAPITAL

Contact information

Documents

Part 2 Brochures

Exempt reporting advisers

Red Flags

Company Information

ILA CAPITAL

TRUST BUT VERIFY

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