Kenneth J. Mcglone

KOM WEALTH MANAGEMENT GROUP

Appleton, WI 54913

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CRD#: 7414175

Professional summary

Kenneth John Mcglone, who also goes by Ken John Mcglone, Kenny John Mcglone, is a registered financial advisor currently at KOM WEALTH MANAGEMENT GROUP, LLC located in Appleton, Wisconsin.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kenneth has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken John Mcglone | Kenny John Mcglone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. McGlone Fitness Group, Inc - Non-Investment Related. 2500 S. Kensington Dr. Appleton, WI 54915. Fitness Center. Owner. 06/2015. 40 Hours/Month (None during security trading hours). 2. McGlone Properties, LLC - Non-Investment Related. 2500 S. Kensington Dr. Appleton, WI 54915. Real Estate. Owner. 06/2015. 10 Hours/Month (None during security trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth John Mcglone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2021 - Present

KOM WEALTH MANAGEMENT GROUP, LLC

Office #1: 3601 E. Evergreen Drive Suite 100, Appleton, WI 54913

RIA

CRD#: 142682

Appleton, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOM WEALTH MANAGEMENT GROUP, LLC

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP | SPRING ADVISORS, LLC | KOM WEALTH MANAGEMENT GROUP, LLC

CRD#: 142682 / SEC#: 801-67464

RIA

Registered Investment Advisory firm - (1/19/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2020

Uniform Investment Adviser Law Examination

Current Firm

KOM WEALTH MANAGEMENT GROUP, LLC

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP | SPRING ADVISORS, LLC | KOM WEALTH MANAGEMENT GROUP, LLC

CRD#: 142682 / SEC#: 801-67464

RIA

Registered Investment Advisory firm - (1/19/2007 Approved)

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Contact information

Main Address

3601 E. Evergreen Drive Suite 100, Appleton, WI 54913

Mailing Address

Phone number

(920) 733-3865

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (8/24/2025)

Regulatory assets under management

Total Number of Accounts	2,279
AUM (Assets Under Management)	$ 385,046,776

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth J. Mcglone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth John Mcglone's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOM WEALTH MANAGEMENT GROUP, LLC

Primary Firm SEC Registration

KOM WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2020

Current Firm

KOM WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KOM WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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