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DB

Douglas A. Berti

TEXAS ASSURED FINANCIAL PLANNING LLC
HOUSTON, TX
Some features on this profile are disabled
CRD#: 7413728
DB

Professional summary

Douglas Anthony Berti, who also goes by Douglas Berti, Doug Berti, is a registered financial advisor currently at TEXAS ASSURED FINANCIAL PLANNING LLC located in Houston, Texas.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Douglas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Douglas Berti | Doug Berti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Anthony Berti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 3, 2025 - Present

TEXAS ASSURED FINANCIAL PLANNING LLC

RIA
CRD#: 335988
HOUSTON, TX
Past

September 23, 2022 - January 3, 2025

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA
CRD#: 110921
Tampa, FL
Past

November 13, 2021 - September 9, 2022

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
HOUSTON, TX
Past

October 14, 2021 - September 9, 2022

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(9/3/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/12/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/14/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/17/2021
Securities Industry Essentials Examination

Current Firm

TA
TEXAS ASSURED FINANCIAL PLANNING LLC
TEXAS ASSURED FINANCIAL PLANNING LLC

CRD#: 335988 / SEC#:

Texas
Registered Investment Advisory firm - (9/3/2025 Approved)
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Contact information

Main Address
Houston, TX
Mailing Address
Phone number
(281) 636-8075
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TEXAS ASSURED FINANCIAL PLANNING LLC

CRD#: 335988Houston, TX

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