Christopher G. Mcmahan

OAK TREE WEALTH MANAGEMENT

Corpus Christi, TX 78401

Some features on this profile are disabled

CRD#: 7413408

Professional summary

Christopher Guy Mcmahan, who also goes by Chris Guy Mcmahan, is a registered financial advisor currently at OAK TREE WEALTH MANAGEMENT located in Corpus Christi, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Christopher has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Guy Mcmahan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Guy Mcmahan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2023 - Present

OAK TREE WEALTH MANAGEMENT

Office #1: 101 N. Shoreline Blvd. Suite 304, Corpus Christi, TX 78401

RIA

CRD#: 164685

Corpus Christi, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/7/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/15/2021

Securities Industry Essentials Examination

Current Firm

OAK TREE WEALTH MANAGEMENT

OAK TREE WEALTH MANAGEMENT | OAK TREE WEALTH MANAGEMENT, LLC

CRD#: 164685 / SEC#:

Texas

Registered Investment Advisory firm - (8/15/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

101 N. Shoreline Blvd. Suite 304, Corpus Christi, TX 78401

Mailing Address

Phone number

(361) 452-0226

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 12,726,094

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Krawczeski

SEQUOIA FINANCIAL GROUP, L.L.C.

AKRON, OH

Jori Guzhuna

AMERITAS ADVISORY SERVICES, LLC

LINCOLN, NE

Matthew James Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher G. Mcmahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Guy Mcmahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAK TREE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/7/2022

SIE

Date: 12/15/2021

Current Firm

OAK TREE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OAK TREE WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors